Tang Kwan Tsang
曾騰君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tang Kwan Tsang (曾騰君), CE reference BKT126. Currently licensed at 2 firm(s): TFI Securities and Futures Limited, TFI Capital Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-18 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-08 | present |
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-07-29 | present |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-01 | 2021-07-29 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-11 | 2023-02-08 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-11 | 2024-06-14 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-11-10 | 2020-05-15 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-28 | 2020-05-15 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-28 | 2020-05-15 |