Tammy Suk Yan Tam
譚淑欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tammy Suk Yan Tam (譚淑欣), CE reference ADQ158. Currently licensed at 1 firm(s): Tai Shing Stock Investment Co. Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 4 — Advising on securities | present | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 9 — Asset management | present | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-14 |