Tammy Suk Yan Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tammy Suk Yan Tam (譚淑欣), a licensed Responsible Officer with CE reference ADQ158. Currently licensed at 1 firm(s): Tai Shing Stock Investment Co. Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tammy Suk Yan Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.