Gladys Chi-Ching Wong
黃志貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gladys Chi-Ching Wong (黃志貞), CE reference APB571. Currently licensed at 1 firm(s): TBP Investment Advisory (HK) Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TBP Investment Advisory (HK) Limited | Rep | Type 9 — Asset management | 2015-10-14 | present |
| Polen Capital HK Limited | Rep | Type 1 — Dealing in securities | 2012-10-04 | 2015-09-02 |
| Polen Capital HK Limited | Rep | Type 4 — Advising on securities | 2012-10-04 | 2015-09-02 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2007-08-03 | 2012-10-31 |
| Lloyd George Investment Management (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2007-08-03 | 2012-10-31 |