Wai Kit Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit Lee (李偉傑), a licensed Representative with CE reference AEY372. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 23.2 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-12 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-12-12 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-12 | present |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-08-17 | 2024-12-11 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-08-17 | 2024-12-11 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-17 | 2024-12-11 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-16 | 2022-07-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-16 | 2022-07-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-18 | 2017-10-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-08-18 | 2022-07-22 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-06-14 | 2014-08-14 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-17 | 2014-08-14 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-12-16 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-12-16 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-08 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-09-08 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-08 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-08 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kit Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.