Chuan Zou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chuan Zou (鄒傳), a licensed Responsible Officer with CE reference AVZ312. Currently licensed at 2 firm(s): TFI Securities and Futures Limited, TFI Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 14.3 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 4 - Advising on securities | 2023-04-03 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-02-06 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-02-06 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 9 - Asset management | 2023-02-06 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-05-05 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 - Dealing in securities | 2019-12-16 | present |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-22 | 2019-07-10 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2018-10-22 | 2019-07-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-10-04 | 2017-08-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-04 | 2017-08-22 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-04 | 2010-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chuan Zou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.