Suk Chi Quinnie Tam
譚淑孳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Chi Quinnie Tam (譚淑孳), CE reference AWW454. Currently licensed at 1 firm(s): Tai Shing Stock Investment Co. Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 9 — Asset management | 2017-08-18 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-22 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 4 — Advising on securities | 2017-05-22 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-16 | 2017-05-22 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-16 | 2017-05-22 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 9 — Asset management | 2011-03-16 | 2017-08-18 |