Suk Chi Quinnie Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Chi Quinnie Tam (譚淑孳), a licensed Responsible Officer with CE reference AWW454. Currently licensed at 1 firm(s): Tai Shing Stock Investment Co. Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.4 years of SFC licence history. Total licence records on file: 6.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 9 - Asset management | 2017-08-18 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 1 - Dealing in securities | 2017-05-22 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RO | Type 4 - Advising on securities | 2017-05-22 | present |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-16 | 2017-05-22 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-16 | 2017-05-22 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 9 - Asset management | 2011-03-16 | 2017-08-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suk Chi Quinnie Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.