Neil Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Smith, a licensed Representative with CE reference AVM853. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 9 - Asset management. This person has 15.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-11 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-02-11 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2026-02-11 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-30 | 2025-10-09 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-09-30 | 2025-10-09 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-06 | 2025-09-09 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 - Asset management | 2011-01-06 | 2025-09-09 |
| T. Rowe Price International, Inc. | Rep | Type 4 - Advising on securities | 2010-08-09 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 9 - Asset management | 2010-08-09 | 2010-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Neil Smith during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.