Neil Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Smith, CE reference AVM853. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-11 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-02-11 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2026-02-11 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-30 | 2025-10-09 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-30 | 2025-10-09 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-06 | 2025-09-09 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2011-01-06 | 2025-09-09 |
| T. Rowe Price International, Inc. | Rep | Type 4 — Advising on securities | 2010-08-09 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 9 — Asset management | 2010-08-09 | 2010-12-31 |