Chun Pong Chiu
趙振邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Pong Chiu (趙振邦), a licensed former licensee with CE reference AFY720. This person has 15.9 years of SFC licence history. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 - Dealing in securities | 2023-02-10 | 2026-10-30 |
| TFI Capital Limited 天風國際資本市場有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-11-18 | 2026-10-30 |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-07-14 | 2022-11-18 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-07-09 | 2022-07-03 |
| Advent Corporate Finance Limited 宏智融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-05-24 | 2021-07-09 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-11 | 2021-05-04 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 4 - Advising on securities | 2020-08-11 | 2021-05-04 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-15 | 2020-08-11 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 4 - Advising on securities | 2020-01-15 | 2020-08-11 |
| Sunny Fortune Capital Limited 日進資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-01-15 | 2021-05-04 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-19 | 2019-07-19 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 - Advising on securities | 2019-02-19 | 2019-07-19 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-02-19 | 2019-07-19 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-09 | 2019-02-19 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-09 | 2019-02-19 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-09-09 | 2019-02-19 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-02-05 | 2008-12-02 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-02-05 | 2008-12-02 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-12 | 2007-09-22 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-12 | 2007-09-22 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-06-12 | 2007-09-22 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-06-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-06-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Pong Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Lai Suen Chan | TFI Capital Limited | 2023–2026 |
| Freda Shin Yee Wong | South China Research Limited | 2015–2019 |
| Wai Sum Luk | South China Research Limited | 2015–2019 |
| So Ying Cheung | TFI Capital Limited | 2022–2026 |
| Danni Gao | TFI Capital Limited | 2022–2026 |
| Feng Li | TFI Capital Limited | 2022–2026 |
| Wui Chun Tam | South China Research Limited | 2016–2019 |
| Tin Shun Lui | South China Research Limited | 2015–2019 |
| Jingyi Ren | TFI Capital Limited | 2023–2026 |
| Tang Kwan Tsang | TFI Capital Limited | 2022–2026 |
| Jing An Zhang | TFI Capital Limited | 2022–2026 |
| Haifeng Cong | TFI Securities and Futures Limited | 2023–2026 |
| Chun Him Lee | South China Research Limited | 2016–2019 |
| Cheng Gong | TFI Capital Limited | 2022–2026 |
| Kin Yan Chan | South China Research Limited | 2016–2019 |
| Yawei Suo | TFI Capital Limited | 2023–2026 |
| Wenjia Cao | South China Research Limited | 2015–2018 |
| Ching Hei Shum | South China Research Limited | 2016–2019 |
| Choi Ngor Cheung | South China Research Limited | 2015–2019 |
| Xiu Sun | TFI Securities and Futures Limited | 2023–2026 |