Te Li
李特
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Te Li (李特), CE reference BFH240. Currently licensed at 2 firm(s): TFI Securities and Futures Limited, TFI Asset Management Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 4 — Advising on securities | 2023-04-03 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-08 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-04-25 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-12 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-19 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-29 | 2019-12-19 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-05 | 2019-05-20 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-05 | 2019-05-20 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-08 | 2018-05-24 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-08 | 2018-05-24 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-05-04 | 2016-10-06 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-05-04 | 2016-10-06 |