Hong Kong SFC Licensed Individuals Directory

Cheuk Him Lau CE BRO108 - active, S&P Global Ratings Hong Kong Limited Heejin Lee CE BPT368 - active, S&P Global Ratings Hong Kong Limited Ming Tai Lee CE BFM956 - active, S&P Global Ratings Hong Kong Limited Chang (SFC:BMV779) Li CE BMV779 - active, S&P Global Ratings Hong Kong Limited Yiwei (SFC:BLK915) Li CE BLK915 - active, S&P Global Ratings Hong Kong Limited Zheng (SFC:BFD616) Li CE BFD616 - active, S&P Global Ratings Hong Kong Limited Zhu Xiang Sandy Lim CE BGI280 - active, S&P Global Ratings Hong Kong Limited Wen-Chun Lin CE BLF855 - active, S&P Global Ratings Hong Kong Limited Siu Leung Ling CE BGN434 - active, S&P Global Ratings Hong Kong Limited Yuen Yee Ling CE BRW035 - active, S&P Global Ratings Hong Kong Limited Xi (SFC:BRQ625) Liu CE BRQ625 - active, S&P Global Ratings Hong Kong Limited Yang (SFC:BGX720) Liu CE BGX720 - active, S&P Global Ratings Hong Kong Limited Yiwen (SFC:BGG581) Liu CE BGG581 - active, S&P Global Ratings Hong Kong Limited Sze Ying Lui CE BTE005 - active, S&P Global Ratings Hong Kong Limited Yijing Ng CE BXS623 - ceased Spencer Yu Hin Ng CE BEI568 - active, S&P Global Ratings Hong Kong Limited Daye Park CE BJO621 - active, S&P Global Ratings Hong Kong Limited Junhong Park CE AXG999 - active, S&P Global Ratings Hong Kong Limited Sungha Park CE BVF099 - active, S&P Global Ratings Hong Kong Limited Sunghyun Park CE BQA764 - active, S&P Global Ratings Hong Kong Limited Manqing Peng CE BUQ135 - active, S&P Global Ratings Hong Kong Limited Wing Ho Poon CE BEY781 - active, S&P Global Ratings Hong Kong Limited Joo Kyung Shin CE BQC062 - active, S&P Global Ratings Hong Kong Limited Chang Hyuk Sim CE BOT734 - active, S&P Global Ratings Hong Kong Limited Guodong Song CE BSS423 - active, S&P Global Ratings Hong Kong Limited Wing Sze (SFC:BLU951) Suen CE BLU951 - active, S&P Global Ratings Hong Kong Limited Yidan Sun CE BSZ824 - active, S&P Global Ratings Hong Kong Limited Choon Ming Tan CE AMA932 - active, S&P Global Ratings Hong Kong Limited Kim Eng Tan CE AXG990 - active, S&P Global Ratings Hong Kong Limited Ploy Tang-U-Thaisuk CE BXS622 - ceased Ya-Lan Tao CE BJR446 - active, S&P Global Ratings Hong Kong Limited Kim Yuan Teh CE BJL410 - active, S&P Global Ratings Hong Kong Limited Sek Yan Tsang CE BFK484 - active, S&P Global Ratings Hong Kong Limited Melanie Pui- Chi Tsui CE BQK519 - active, S&P Global Ratings Hong Kong Limited Michael James Vine CE BHW670 - active, S&P Global Ratings Hong Kong Limited Jun Wang CE BOG384 - active, S&P Global Ratings Hong Kong Limited Minnan Wang CE BPW751 - active, S&P Global Ratings Hong Kong Limited Xuan (SFC:BVU724) Wang CE BVU724 - active, S&P Global Ratings Hong Kong Limited Youzhi Wang CE BEC693 - active, S&P Global Ratings Hong Kong Limited Crystal Sin Yau Wong CE BDL776 - active, S&P Global Ratings Hong Kong Limited Manqi Xie CE BNT986 - active, S&P Global Ratings Hong Kong Limited Ye Xu CE BIZ034 - active, S&P Global Ratings Hong Kong Limited Yunbang Xu CE BRW032 - active, S&P Global Ratings Hong Kong Limited Shanshan Yang CE BNP726 - active, S&P Global Ratings Hong Kong Limited Chang Yoon Yi CE BMV101 - active, S&P Global Ratings Hong Kong Limited Ran Yi CE BRO418 - active, S&P Global Ratings Hong Kong Limited Yi Yi CE BUC773 - active, S&P Global Ratings Hong Kong Limited Mingyao Yin CE BRR002 - active, S&P Global Ratings Hong Kong Limited Rui Yin CE BNF763 - active, S&P Global Ratings Hong Kong Limited Christopher Ngo-Heng Yip CE BDC796 - active, S&P Global Ratings Hong Kong Limited Jie (SFC:AWT241) Yuan CE AWT241 - active, S&P Global Ratings Hong Kong Limited Shuoqi Yuan CE BRQ998 - active, S&P Global Ratings Hong Kong Limited Xuanyu Zhao CE BSZ045 - active, S&P Global Ratings Hong Kong Limited Yiran Zhong CE AWJ594 - active, S&P Global Ratings Hong Kong Limited Congyun Zhou CE BNC442 - active, S&P Global Ratings Hong Kong Limited Yutong Zou CE BNI783 - active, S&P Global Ratings Hong Kong Limited Ivan Kwok Lueng Cheng CE AGZ747 - active, SAIL Advisors Limited Yung Yin Tai CE BRN857 - active, SAIL Advisors Limited Andy Shiu Hin Tang CE ARH728 - active, SAIL Advisors Limited Hoi Fai Ng CE BUS999 - active, SAIL Advisors Limited King Yeung Chan CE BCF239 - active, SBI China Capital Asset Management Limited Siu Ching Ng CE BCF238 - active, SBI China Capital Financial Services Limited Wenli Ye CE AVL281 - active, SBI China Capital Asset Management Limited Yicheng Xing CE BXF231 - ceased Jun (SFC:AOB779) Xie CE AOB779 - active, SBI China Capital Financial Services Limited Eva Hoi Yin Yip CE ANF284 - active, SBI China Capital Financial Services Limited Wenxi Chen CE BWV825 - active, SBI China Capital Financial Services Limited Godwin Kwok Shing Chu CE ACJ709 - active, SBI China Capital Financial Services Limited Koon Shan Hui CE AAC250 - active, SBI China Capital Financial Services Limited Chi Wah Lee CE AAF504 - active, SBI China Capital Financial Services Limited Yiu Ming Lee CE BFM836 - active, SBI China Capital Financial Services Limited Li (SFC:BKP926) Liu CE BKP926 - active, SBI China Capital Financial Services Limited Yaning Qu CE BXB111 - active, SBI China Capital Financial Services Limited Joseph Yan Po Wong CE AAB990 - active, SBI China Capital Financial Services Limited Jiahe Wu CE BWS619 - active, SBI China Capital Hong Kong Securities Limited Kai Hong Yip CE BHK665 - active, SBI China Capital Financial Services Limited Chun Kit Ernest Yiu CE AZG432 - active, SBI China Capital Financial Services Limited Jamie Hal Tadelis CE ASO236 - active, SC Lowy Financial (HK) Limited Kik Cheung CE ARC094 - ceased Yang (SFC:AUT752) Fan CE AUT752 - active, Winner Zone Asset Management Limited Yao (SFC:AXX667) Huang CE AXX667 - active, SDG Asset Management (HK) Limited Yilin (SFC:BHZ452) Sun CE BHZ452 - active, SDG Asset Management (HK) Limited Chi Kin (SFC:ALB846) Leung CE ALB846 - ceased Chenyu Fan CE BRV720 - active, SDG Securities (HK) Limited Teresa Ching Man Ho CE AHU700 - active, SDHG International Asset Management Limited Xueting Hong CE BGR488 - active, SDHG International Asset Management Limited Yao (SFC:BLU642) Liu CE BLU642 - active, SDHG International Asset Management Limited Yau Shing Wong CE BAI408 - active, SDHG International Asset Management Limited Qi (SFC:AXF377) Yang CE AXF377 - active, SDHG International Asset Management Limited Xuqi Zhong CE AVM870 - active, SDHG International Asset Management Limited Chuang Chen CE BBN472 - active, SDHG International Asset Management Limited Jianqiao Fan CE BOB392 - active, SDHG International Securities Limited Zijian (SFC:BPF365) Wang CE BPF365 - active, SDHG International Asset Management Limited Yangping Xie CE BPR616 - active, SDHG International Asset Management Limited Tian Yu CE BBB466 - active, SDHG International Asset Management Limited Pui Hang Eric Mak CE APQ674 - active, SDHG International Securities Limited Ka Hei Wong CE AVL307 - active, SDHG International Securities Limited Jieqi Tan CE BNN904 - active, SDHG International Securities Limited Ka Ho (SFC:BLK239) Wong CE BLK239 - active, SDHG International Securities Limited Ting Cao CE AWJ099 - active, SDIC Securities (Hong Kong) Limited Kar Lok Chan CE ABE379 - active, SDIC Securities (Hong Kong) Limited Xiaowen Chen CE AZA740 - active, SDIC Securities (Hong Kong) Limited Nga Li Cheung CE ALI037 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Yu (SFC:BIB949) Gao CE BIB949 - active, SDIC Securities (Hong Kong) Limited Chi Lap Hon CE AGH719 - active, SDIC Securities (Hong Kong) Limited Chun Keung Lau CE ADR543 - active, SDIC Securities (Hong Kong) Limited Wenxi Liang CE BJE957 - active, SDIC Securities (Hong Kong) Limited Huibin Wang CE BRV014 - active, SDIC Securities (Hong Kong) Limited Xiaochuan Wang CE AQP721 - active, SDIC Securities Futures (Hong Kong) Limited Heng Cao CE BEN018 - active, SDIC Securities (Hong Kong) Limited Ying (SFC:BPE391) Cao CE BPE391 - active, SDIC Securities (Hong Kong) Limited Tony Lup Chan CE AFT371 - active, SDIC Securities Futures (Hong Kong) Limited Man Sin Chan CE ART579 - active, SDIC Securities Futures (Hong Kong) Limited Mazy Man Sze Chan CE AHX245 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Oi Chee Chan CE AAC273 - active, SDIC Securities (Hong Kong) Limited Sing Ho (SFC:BGP291) Chan CE BGP291 - active, SDIC Securities (Hong Kong) Limited Wai Chung (SFC:ABS358) Chan CE ABS358 - active, SDIC Securities (Hong Kong) Limited Yin Yee (SFC:ADZ086) Chan CE ADZ086 - active, SDIC Securities (Hong Kong) Limited Yuk Chor Chan CE AFI899 - active, SDIC Securities (Hong Kong) Limited Shu Mei Chang CE BHW682 - active, SDIC Securities (Hong Kong) Limited Lihao Chen CE BRZ242 - active, SDIC Securities (Hong Kong) Limited Ning (SFC:AYF260) Chen CE AYF260 - active, SDIC Securities (Hong Kong) Limited Yonghao Cheng CE BWT815 - active, SDIC Securities (Hong Kong) Limited Steve Kwok Leung Cheung CE ABM676 - active, SDIC Securities (Hong Kong) Limited Wai Yip Chow CE AFE673 - active, SDIC Securities (Hong Kong) Limited Connie Sau Chun Chuen CE AAF500 - active, SDIC Securities (Hong Kong) Limited Sun Kit Chung CE AAB581 - active, SDIC Securities (Hong Kong) Limited Changchun Deng CE BGG492 - active, SDIC Securities Futures (Hong Kong) Limited Yanzhen Dong CE BKV856 - active, SDIC Securities (Hong Kong) Limited Jing Fang CE BXA651 - active, SDIC Securities (Hong Kong) Limited Dan (SFC:BTR768) Feng CE BTR768 - active, SDIC Securities (Hong Kong) Limited Yuhui Gao CE BJG183 - active, SDIC Securities (Hong Kong) Limited Yangzi Gu CE BSA441 - active, SDIC Securities (Hong Kong) Limited Changrun Han CE BBT485 - active, SDIC Securities (Hong Kong) Limited Siu Cheung Hui CE ADQ326 - active, SDIC Securities (Hong Kong) Limited Songyang Ji CE BVX115 - active, SDIC Securities (Hong Kong) Limited Ho Yin Jor CE BBT950 - active, SDIC Securities (Hong Kong) Limited Shu Kou CE BUV491 - active, SDIC Securities (Hong Kong) Limited Robin Tang Fong Kwan CE ABA703 - active, SDIC Securities (Hong Kong) Limited Adam Ching Yuet Lai CE BST401 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Matthew Chau Ming Lai CE AAB682 - active, SDIC Securities (Hong Kong) Limited Dick Wai Lai CE AEJ001 - active, SDIC Securities (Hong Kong) Limited Ho Wai Lau CE BGB959 - active, SDIC Securities (Hong Kong) Limited Kit Lau CE BBT819 - active, SDIC Securities (Hong Kong) Limited Wung Koon Lau CE ABY860 - active, SDIC Securities (Hong Kong) Limited Hung Yuet Law CE AWB637 - active, SDIC Securities (Hong Kong) Limited Chung Yee Lee CE AQJ547 - active, SDIC Securities (Hong Kong) Limited Eddy Chi Kam Leung CE ADE353 - active, SDIC Securities (Hong Kong) Limited Siu Cheong Leung CE BUI720 - active, SDIC Securities (Hong Kong) Limited Ka Kwan Li CE BBI793 - active, SDIC Securities (Hong Kong) Limited Muhan Li CE BNC790 - active, SDIC Securities (Hong Kong) Limited Peng (SFC:BUA349) Li CE BUA349 - active, SDIC Securities (Hong Kong) Limited Shiqi Lin CE BWL921 - active, SDIC Securities (Hong Kong) Limited Xiaodong Lin CE BOS553 - active, SDIC Securities (Hong Kong) Limited Zhiyao Lin CE BMR575 - active, SDIC Securities (Hong Kong) Limited Miao Liu CE BWY635 - active, SDIC Securities (Hong Kong) Limited Chi Hang (SFC:BIH220) Lo CE BIH220 - ceased Jingjin Luo CE BPB465 - active, SDIC Securities (Hong Kong) Limited Lu (SFC:BAM832) Luo CE BAM832 - active, SDIC Securities (Hong Kong) Limited Tian (SFC:BRK556) Luo CE BRK556 - active, SDIC Securities (Hong Kong) Limited Sai Ma CE BJC214 - active, SDIC Securities (Hong Kong) Limited Louisa Ka Lam Mak CE AAB991 - active, SDIC Securities (Hong Kong) Limited Wilson Yau Kee Mak CE AOO701 - active, SDIC Securities (Hong Kong) Limited Tsz Ching Mui CE AWN715 - active, SDIC Securities (Hong Kong) Limited Ching Yin Pang CE BGM277 - active, SDIC Securities Futures (Hong Kong) Limited Mei Peng CE ATX628 - active, SDIC Securities (Hong Kong) Limited Xiaoli Qi CE BSA305 - active, SDIC Securities Futures (Hong Kong) Limited Hui Qiu CE BIV465 - active, SDIC Securities (Hong Kong) Limited Jiaying (SFC:BBR202) Song CE BBR202 - active, SDIC Securities Futures (Hong Kong) Limited Khee Chye Tan CE AAC890 - active, SDIC Securities (Hong Kong) Limited Sze Kee Tang CE AZX687 - active, SDIC Securities (Hong Kong) Limited Ming Tak Tong CE AFV774 - active, SDIC Securities (Hong Kong) Limited Lok Sang Tse CE BIR021 - active, SDIC Securities Futures (Hong Kong) Limited Qiang (SFC:BGJ404) Wang CE BGJ404 - active, SDIC Securities (Hong Kong) Limited Ting (SFC:BRF978) Wang CE BRF978 - active, SDIC Securities (Hong Kong) Limited Xinran (SFC:BVP843) Wang CE BVP843 - active, SDIC Securities Futures (Hong Kong) Limited Xinyu (SFC:BVD565) Wang CE BVD565 - active, SDIC Securities (Hong Kong) Limited Yang (SFC:BIT765) Wang CE BIT765 - active, SDIC Securities (Hong Kong) Limited Yu (SFC:BIR339) Wang CE BIR339 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Ruipeng Wen CE BXI426 - active, SDIC Securities (Hong Kong) Limited Cheuk Wai Wong CE ASG163 - active, SDIC Securities (Hong Kong) Limited Yuen Chau Wong CE AFS653 - active, SDIC Securities (Hong Kong) Limited Chun Man Wu CE AAC006 - active, SDIC Securities (Hong Kong) Limited Dan (SFC:BVW990) Wu CE BVW990 - active, SDIC Securities (Hong Kong) Limited Xinru Xie CE BRR615 - active, SDIC Securities (Hong Kong) Limited Haitao Xu CE AXS426 - active, SDIC Securities (Hong Kong) Limited Chen (SFC:BNQ534) Yan CE BNQ534 - active, SDIC Securities (Hong Kong) Limited Liu (SFC:BDW310) Yang CE BDW310 - active, SDIC Securities (Hong Kong) Limited Shan Yang CE AZV917 - active, SDIC Securities Futures (Hong Kong) Limited Yiran (SFC:BOZ723) Yang CE BOZ723 - active, SDIC Securities (Hong Kong) Limited Jiangang Yao CE BFZ544 - active, SDIC Securities (Hong Kong) Limited Helen Suet May Yeung CE ADS386 - active, SDIC Securities (Hong Kong) Limited Bo (SFC:AXT105) Yin CE AXT105 - active, SDIC Securities (Hong Kong) Limited Ching Shan Yip CE ACZ125 - active, SDIC Securities (Hong Kong) Limited Jiahao Zeng CE BIW225 - active, SDIC Securities (Hong Kong) Limited Yubo Zhai CE BUC264 - active, SDIC Securities (Hong Kong) Limited Peng (SFC:BSZ541) Zhang CE BSZ541 - active, SDIC Securities (Hong Kong) Limited Xuan (SFC:BQD377) Zhang CE BQD377 - active, SDIC Securities (Hong Kong) Limited Zebao Zhang CE BVV956 - active, SDIC Securities (Hong Kong) Limited Zhipeng (SFC:BXM169) Zhang CE BXM169 - active, SDIC Securities (Hong Kong) Limited Mingyu Zhao CE BMK900 - active, SDIC Securities (Hong Kong) Limited Haiyan Zheng CE BXL739 - active, SDIC Securities Futures (Hong Kong) Limited Jia Zheng CE BRV885 - active, SDIC Securities (Hong Kong) Limited Yihao Zheng CE BWV184 - active, SDIC Securities (Hong Kong) Limited Zhenyu (SFC:BIN551) Zhu CE BIN551 - active, SDIC Securities (Hong Kong) Limited Andrea Ka Yan Lai CE AMA243 - active, SDIC Securities Asset Management (Hong Kong) Limited Qingxi Xiong CE BLM032 - active, SDIC Securities Asset Management (Hong Kong) Limited Liqin Deng CE BWC142 - active, SDIC Securities Asset Management (Hong Kong) Limited Tianxing Fang CE BLR540 - active, SDIC Securities Asset Management (Hong Kong) Limited Qianyu (SFC:BSW655) Guo CE BSW655 - active, SDIC Securities Asset Management (Hong Kong) Limited Yanshu Lan CE BVF311 - ceased Congcong Liu CE BSM519 - active, SDIC Securities Asset Management (Hong Kong) Limited Meiyi Long CE BWC144 - active, SDIC Securities Asset Management (Hong Kong) Limited Zhuofan Peng CE BSR706 - active, SDIC Securities Asset Management (Hong Kong) Limited Lichen Wang CE BWF288 - active, SDIC Securities Asset Management (Hong Kong) Limited Mengxuan Wang CE BVL781 - active, SDIC Securities Asset Management (Hong Kong) Limited Shuyi Wang CE BOX537 - active, TFI Asset Management Limited Sidao Wu CE BLI073 - active, SDIC Securities Asset Management (Hong Kong) Limited Jiang (SFC:BBG371) Zhu CE BBG371 - active, SDIC Securities Asset Management (Hong Kong) Limited Kechen Chai CE BRZ700 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Chi Man Lui CE BAI751 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Tony Yee Hin Tse CE AHY113 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Haoyi Yang CE AXV431 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Sujia Zhang CE BSA308 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Feng Bao CE BWN507 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Han (SFC:BWS039) Bao CE BWS039 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Cheng (SFC:BWI017) Chen CE BWI017 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Feiyan (SFC:BWN812) Chen CE BWN812 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Shuyu (SFC:BWT053) Chen CE BWT053 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Xiangjun Chen CE BSB982 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Chung Kong Chu CE BAS661 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Wang Dai CE BXF396 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Wen Ding CE BXH426 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Jin Dong CE BXA170 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Yuanshi Fei CE BXD986 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Xinhui Fu CE BWN407 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Hongyu Gao CE BWR325 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Qianying Guan CE BWT337 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Wei (SFC:BWW265) He CE BWW265 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Jiabin Hu CE BXA173 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Yuan Hu CE BWY352 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Jun Huang CE BWS087 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Sihan Jiang CE BXF638 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Chen (SFC:BWX469) Li CE BWX469 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Chenxi Li CE BWI789 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Hongyang Li CE BWN378 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Jiexin Li CE BWN868 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Lingzhi Li CE BSF619 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Qiuhan Li CE BWR481 - active, SDIC Securities Corporate Finance (Hong Kong) Limited Ran (SFC:BWY633) Li CE BWY633 - active, SDIC Securities Corporate Finance (Hong Kong) Limited