Alan James Michael Young
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan James Michael Young, CE reference ALI433. Currently licensed at 1 firm(s): T.F.S. Derivatives HK Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2024-01-02 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2024-01-02 | present |
| T.F.S. Derivatives HK Limited | RO | Type 1 — Dealing in securities | 2017-05-04 | 2021-01-04 |
| T.F.S. Derivatives HK Limited | RO | Type 2 — Dealing in futures contracts | 2017-05-04 | 2021-01-04 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2017-03-20 | 2017-05-04 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2017-03-20 | 2017-05-04 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-23 | 2017-01-11 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-01-23 | 2017-01-11 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-20 | 2014-01-23 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-11-20 | 2014-01-23 |
| T.F.S. Derivatives HK Limited | RO | Type 1 — Dealing in securities | 2010-01-19 | 2013-11-06 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2009-07-22 | 2010-01-19 |
| T.F.S. Derivatives HK Limited | RO | Type 2 — Dealing in futures contracts | 2009-04-03 | 2013-11-06 |
| Trio Equity Derivatives (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2004-12-31 | 2006-12-28 |
| Trio Equity Derivatives (Hong Kong) Limited |
RO | Type 2 — Dealing in futures contracts | 2004-12-31 | 2006-12-28 |