Alan James Michael Young
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan James Michael Young, a licensed Representative with CE reference ALI433. Currently licensed at 1 firm(s): T.F.S. Derivatives HK Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 16.2 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2024-01-02 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2024-01-02 | present |
| T.F.S. Derivatives HK Limited | RO | Type 1 - Dealing in securities | 2017-05-04 | 2021-01-04 |
| T.F.S. Derivatives HK Limited | RO | Type 2 - Dealing in futures contracts | 2017-05-04 | 2021-01-04 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2017-03-20 | 2017-05-04 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2017-03-20 | 2017-05-04 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-23 | 2017-01-11 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-01-23 | 2017-01-11 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-20 | 2014-01-23 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-20 | 2014-01-23 |
| T.F.S. Derivatives HK Limited | RO | Type 1 - Dealing in securities | 2010-01-19 | 2013-11-06 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2009-07-22 | 2010-01-19 |
| T.F.S. Derivatives HK Limited | RO | Type 2 - Dealing in futures contracts | 2009-04-03 | 2013-11-06 |
| Trio Equity Derivatives (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2004-12-31 | 2006-12-28 |
| Trio Equity Derivatives (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2004-12-31 | 2006-12-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan James Michael Young during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.