Sam Siu Sin Man
文兆仙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Siu Sin Man (文兆仙), CE reference AED296. Currently licensed at 1 firm(s): T.F.S. Derivatives HK Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2018-08-06 | present |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2017-02-01 | present |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2005-12-05 | 2016-08-08 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-21 | 2005-12-02 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-10-15 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-28 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-28 |