Pak Lam Lo
羅柏林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Lam Lo (羅柏林), CE reference BPW653. Currently licensed at 1 firm(s): TBP Investment Advisory (HK) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TBP Investment Advisory (HK) Limited | Rep | Type 9 — Asset management | 2021-10-15 | present |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-22 | 2021-10-12 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-07-22 | 2021-10-12 |
| Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-22 | 2021-10-12 |