Chun Man Wan
尹俊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Man Wan (尹俊文), CE reference ATY752. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-26 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-26 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-18 | 2024-06-07 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-10-18 | 2024-06-07 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-10-18 | 2024-06-07 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-05 | 2023-04-29 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-05 | 2023-04-29 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-26 | 2020-05-29 |
| Valuable Capital Limited 華盛資本証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-26 | 2020-05-29 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-09 | 2019-12-31 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-09 | 2019-12-31 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-31 | 2019-04-30 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-31 | 2019-04-30 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-08 | 2017-06-27 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-08 | 2017-06-27 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-08-08 | 2017-06-27 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-12-05 | 2013-08-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-10 | 2013-08-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-10 | 2013-08-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-07 | 2011-04-30 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-07 | 2011-04-30 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-29 | 2010-07-31 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-29 | 2010-07-31 |