Ziye Li
李梓叶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziye Li (李梓叶), CE reference BIN824. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-05-13 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-16 | present |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-25 | 2021-10-02 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-14 | 2021-10-02 |
| Huajun Capital Limited 華君資本有限公司 |
Rep | Type 9 — Asset management | 2017-01-04 | 2019-05-08 |