Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Matthew Thomas Lipton
CE BNI289 - active, Wellington Management Hong Kong Limited
Long Pak Rambo Lo
CE AWA647 - active, Wellington Management Hong Kong Limited
Pui Man Lo
CE AJD641 - active, Wellington Management Hong Kong Limited
Alistair John MacDonald
CE AVW485 - active, Wellington Management Hong Kong Limited
Timothy Newton Manning
CE BVI632 - active, Wellington Management Hong Kong Limited
Bo Zhang Meunier
CE AWW207 - active, Wellington Management Hong Kong Limited
Cheuk Hei Marcus Mo
CE BWO342 - active, Wellington Management Hong Kong Limited
Christopher Scott Perret
CE BPF315 - active, Wellington Management Hong Kong Limited
Sean Carvin Reynolds
CE BVQ630 - active, Wellington Management Hong Kong Limited
Nicholas Lawrence Samouilhan
CE BTS571 - active, Wellington Management Hong Kong Limited
Andrew David Sharp Paul
CE BEX115 - active, Wellington Management Hong Kong Limited
Chi Kay So
CE BDM977 - active, Wellington Management Hong Kong Limited
Joo Rak Son
CE BGK634 - active, Wellington Management Hong Kong Limited
Jiyun Song
CE BTR724 - active, Wellington Management Hong Kong Limited
Xuewei Su
CE BJE829 - active, Wellington Management Hong Kong Limited
Yat Hei Sy
CE BWG946 - active, Wellington Management Hong Kong Limited
Eng Kiat Jonathan Tan
CE BVP941 - active, Wellington Management Hong Kong Limited
Ying Ting Sherilyn Tan
CE BWU721 - active, Wellington Management Hong Kong Limited
Zhaohuan Tian
CE BPG331 - active, Wellington Management Hong Kong Limited
Terence Michael Tow
CE BFE450 - active, Wellington Management Hong Kong Limited
Chun Shing Tran
CE BRO581 - ceased
Siu Kin Wan
CE ASL738 - active, Wellington Management Hong Kong Limited
Ruokun Wang
CE BOE567 - active, Wellington Management Hong Kong Limited
Shuning Wang
CE BVZ961 - active, Wellington Management Hong Kong Limited
Tiansi Wang
CE BCZ087 - active, Wellington Management Hong Kong Limited
Mei Ling (SFC:BJS917) Wong
CE BJS917 - active, Wellington Management Hong Kong Limited
Yan Xie
CE BUA277 - active, Wellington Management Hong Kong Limited
Yan (SFC:AST106) Yang
CE AST106 - active, Wellington Management Hong Kong Limited
Tat Wing Yau
CE BWS991 - active, Wellington Management Hong Kong Limited
See See Cecilia Yeung
CE BRD943 - ceased
Jiayan Yu
CE BHF578 - active, Wellington Management Hong Kong Limited
Jiabin Zhang
CE ARA230 - active, Wellington Management Hong Kong Limited
Xiaying Zhang
CE BCL115 - active, Wellington Management Hong Kong Limited
Jin Zheng
CE BPG332 - active, Wellington Management Hong Kong Limited
Yue (SFC:BTT648) Zhu
CE BTT648 - active, Wellington Management Hong Kong Limited
Mayurh Aggarwal
CE APM135 - active, Wells Fargo Securities Asia Limited
Rebecca Dawn Jones
CE BTC657 - active, Wells Fargo Securities Asia Limited
Lee Shin Koh
CE AXP374 - active, Wells Fargo Securities Asia Limited
Ken-Edouard Ton
CE BUD433 - active, Wells Fargo Securities Asia Limited
Mandy Man Yi Wan
CE BBQ502 - active, Wells Fargo Securities Asia Limited
Xue (SFC:ARM171) Wang
CE ARM171 - active, Wells Fargo Securities Asia Limited
Aezel Ann Beltran Zamora
CE BRR079 - active, Wells Fargo Securities Asia Limited
Jun Wye An
CE BDA023 - active, Wells Fargo Securities Asia Limited
Chun Yin (SFC:BVK973) Chan
CE BVK973 - active, Wells Fargo Securities Asia Limited
Yuen Ting Cheung
CE BSU052 - active, Wells Fargo Securities Asia Limited
Hyojin Cho
CE BUF673 - active, Wells Fargo Securities Asia Limited
Kalpa Goel
CE BUS913 - active, Wells Fargo Securities Asia Limited
Fu Jen Hsieh
CE BHX649 - active, Wells Fargo Securities Asia Limited
Chin Lun Huang
CE BLO104 - active, Wells Fargo Securities Asia Limited
Doyoung Kim
CE BIH684 - active, Wells Fargo Securities Asia Limited
Chun Wai Jonathan Kwok
CE BEI452 - active, Wells Fargo Securities Asia Limited
Ho Ming Lam
CE BTZ977 - active, Wells Fargo Securities Asia Limited
Man Kay Lau
CE BSU050 - active, Wells Fargo Securities Asia Limited
Jung Fang Lin
CE BFA781 - active, Wells Fargo Securities Asia Limited
Andrea Hai En Liu
CE BTL342 - active, Wells Fargo Securities Asia Limited
You Kyoung Oh
CE BUE018 - active, Wells Fargo Securities Asia Limited
Gavin John Ottery
CE ALS347 - active, Wells Fargo Securities Asia Limited
Wenchan Qu
CE BNC099 - active, Wells Fargo Securities Asia Limited
Xiaoyi Shen
CE AUJ706 - active, Wells Fargo Securities Asia Limited
Pik Wang Suen
CE AVG406 - active, Wells Fargo Securities Asia Limited
Jianfeng (SFC:BSU051) Sun
CE BSU051 - active, Wells Fargo Securities Asia Limited
Curtis Siu Hang Tong
CE BTY515 - active, Wells Fargo Securities Asia Limited
Hiroyuki Wakimoto
CE AZV012 - active, Wells Fargo Securities Asia Limited
Maojia Wan
CE BSU048 - active, Wells Fargo Securities Asia Limited
Zenia Wing Sze Yau
CE BSU054 - active, Wells Fargo Securities Asia Limited
Huaisong Zhou
CE BOQ931 - active, Wells Fargo Securities Asia Limited
Yuen Yi Fan
CE AEN524 - ceased
Kenichi Hasegawa
CE AWF432 - active, Wells Global Asset Management Limited
Kota Tamura
CE BTT250 - active, Wells Global Asset Management Limited
Pui Shan (SFC:BPY752) Lau
CE BPY752 - ceased
Robb Victor Arnulphy
CE BOW990 - active, Welwing Capital Group Limited
Ruoyang Li
CE BRP289 - active, Welwing Capital Group Limited
Peng (SFC:AUP569) Zhang
CE AUP569 - active, Welwing Capital Group Limited
Mathew Ramsey Aashour
CE BQF305 - active, Welwing Capital Group Limited
Rikhil Agarwal
CE BWT536 - active, Welwing Capital Group Limited
Can Akdere
CE BWA907 - active, Welwing Capital Group Limited
Arthur Thomas Baker
CE BLV186 - active, Welwing Capital Group Limited
Xiangwei Cao
CE AXV946 - active, Welwing Capital Group Limited
Harry Michael Chittleborough
CE BPI262 - active, Welwing Capital Group Limited
Ka Chun Andy Chung
CE BVQ993 - active, Welwing Capital Group Limited
Javier Maria de Urdanibia Panos
CE BXB071 - active, Welwing Capital Group Limited
Yizhou Ding
CE BUQ904 - active, Welwing Capital Group Limited
Lewis Owen Fowler
CE BWF897 - active, Welwing Capital Group Limited
Anjana Gundala
CE BXQ882 - active, Welwing Capital Group Limited
Jia Rong Heng
CE BSS976 - active, Welwing Capital Group Limited
Ka Ho (SFC:BWT834) Lau
CE BWT834 - active, Welwing Capital Group Limited
Andrea Munini
CE BRV070 - active, Welwing Capital Group Limited
Ka Wing (SFC:BSF631) Ng
CE BSF631 - active, Welwing Capital Group Limited
Gaofeng Ni
CE BUF906 - active, Welwing Capital Group Limited
Tanmay Sharma
CE BOJ108 - active, Welwing Capital Group Limited
Jamal Jeremiah Akinjobi Shonde
CE BVH197 - active, Welwing Capital Group Limited
Peter John Style
CE BTR487 - active, Welwing Capital Group Limited
Yuanda Zhu
CE BUB796 - active, Welwing Capital Group Limited
Jun (SFC:APZ630) Deng
CE APZ630 - active, West Bull Financial Limited
Shuqi Li
CE BPA516 - active, West Bull Financial Limited
Tony Kam Fung Ching
CE ALP482 - active, West Bull Securities Limited
Suen Tak Hui
CE AAK223 - active, West Bull Securities Limited
Sze Chin Lau
CE ANM255 - active, West Bull Securities Limited
Hiu Fung Ngo
CE BDX181 - active, West Bull Securities Limited
Tao Zhao
CE AZX096 - active, West Bull Securities Limited
Qing Cai
CE BRI724 - active, West Bull Securities Limited
Yanlianzhi Liu
CE BPK738 - active, West Bull Securities Limited
Yaohui Wang
CE BOS043 - active, West Bull Securities Limited
Hon Cheong Wong
CE AVX376 - active, West Bull Securities Limited
Xiaohui Zhang
CE BQH398 - active, West Bull Securities Limited
Liyi Zou
CE BHO982 - active, West Bull Securities Limited
Wa (SFC:AEY428) Chau
CE AEY428 - active, Westock Securities International (HK) Limited
Kwong Lee Ma
CE ACZ438 - active, Westock Securities International (HK) Limited
Siu Tong Koo
CE AFR558 - active, Westock Securities International (HK) Limited
Tony Shek Tung Lam
CE AAA288 - active, Westock Securities International (HK) Limited
Venety Sau Ying Ma
CE AAD304 - active, Westock Securities International (HK) Limited
Lu Cheung
CE BTC754 - active, Westpass Capital Partners Company Limited
Qingren Wang
CE BGW994 - active, Whole Grain Asset Management Company Limited
Jianhua Yang
CE BVB857 - active, Whole Grain Asset Management Company Limited
Xiao (SFC:BMC636) Lin
CE BMC636 - active, Willing Capital Management Limited
Yanmin Ma
CE AWW894 - active, Willing Capital Management Limited
Chi Lok Horace Tse
CE BNE879 - active, Willing Capital Management Limited
Jie Hong
CE BQW978 - active, Willing Capital Management Limited
Menglei Hua
CE BVL649 - active, Willing Capital Management Limited
Matthew F Kong
CE BPU196 - active, Willing Capital Management Limited
Jiamu Liu
CE BVO569 - active, Willing Capital Management Limited
Zhipeng Liu
CE BEU992 - active, Willing Capital Management Limited
Haonan Sun
CE BTR696 - active, Willing Capital Management Limited
Wenbo Tang
CE BTR692 - active, Willing Capital Management Limited
Bojin Wang
CE BRV123 - active, Willing Capital Management Limited
Warren Yui Kai Cheung
CE ACX305 - active, Wilson Securities Limited
Dennis Chong Huang
CE AET356 - active, Wilson International Capital Limited
Ho Yan Wong
CE AYA616 - active, Wilson International Capital Limited
Gary Chung Wai Law
CE AXW635 - active, Wilson International Capital Limited
Yu Kwan Tang
CE BNO819 - active, Wilson Securities Limited
Chi Sum Hui
CE AME974 - active, Wilson Securities Limited
Kwun Hong Chan
CE BSJ014 - active, Wilson Securities Limited
Kam Shan Cheung
CE APE897 - active, Wilson Securities Limited
Chi Fung Dennis Luk
CE AUK264 - active, Wilson Securities Limited
Ka Ming Lung
CE BQM758 - active, Wilson Securities Limited
Ka Wai Monet Ma
CE BWR062 - active, Wilson Securities Limited
Wei Zhen
CE AWQ264 - active, Wilson Securities Limited
Yat Ming Cheung
CE AEG753 - active, Win Full Investment Management Group Limited
Lai Ling Choi
CE AFW854 - active, Win Full Investment Management Group Limited
Ching-Chi Liao
CE BSX081 - active, Win Full Investment Management Group Limited
Kwong Shan Chan
CE AFV359 - ceased
Kai San Ko
CE AIT944 - active, Win Securities Limited
Chi Kit Soo
CE AOI967 - ceased
Sin Keung Chan
CE AAD955 - active, Win Wong Securities Limited
Tart Yung Kwan
CE AAE105 - active, Win Wong Securities Limited
Jiong (SFC:BWF281) Li
CE BWF281 - active, WinSmart Investment Management Limited
Ziqing Yan
CE BRR909 - active, WinSmart Investment Management Limited
Zhuohang He
CE BFB225 - active, WinSmart Investment Management Limited
Jiemiao Lei
CE BXG805 - active, WinSmart Investment Management Limited
Jianjun Dou
CE BMY458 - active, Winbull Securities International (Hong Kong) Limited
Haoyi Huang
CE BER550 - active, Winbull Securities International (Hong Kong) Limited
Wai Hung Liu
CE ANK399 - active, Winbull Securities International (Hong Kong) Limited
Ka Wai (SFC:APL793) Luk
CE APL793 - active, Winbull Securities International (Hong Kong) Limited
Siu Kei Ng
CE AUD457 - active, Winbull Securities International (Hong Kong) Limited
Runzhe Xia
CE AXD122 - active, Winbull Securities International (Hong Kong) Limited
Wai Lam Chen
CE BUD858 - active, Winbull Securities International (Hong Kong) Limited
Shu Ping Cheung
CE AGD751 - active, Winbull Securities International (Hong Kong) Limited
Wing Sum Cheung
CE BPZ911 - ceased
Wai Yung Hui
CE AZW930 - active, Winbull Securities International (Hong Kong) Limited
Hoi Yeung Ip
CE BJX748 - active, Winbull Securities International (Hong Kong) Limited
Kai Ho Kwan
CE BQI174 - active, Winbull Securities International (Hong Kong) Limited
Kwok Shing Kwong
CE AUG602 - active, Winbull Securities International (Hong Kong) Limited
Wing Kit (SFC:BFI762) Lam
CE BFI762 - active, Winbull Securities International (Hong Kong) Limited
Wai Ming Ng
CE BTF522 - active, Winbull Securities International (Hong Kong) Limited
Cheung Wong Ying
CE AEA475 - active, Winbull Securities International (Hong Kong) Limited
Man Ching Yung
CE BFP330 - active, Winbull Securities International (Hong Kong) Limited
Yaguang Zhu
CE BVT903 - active, Winbull Securities International (Hong Kong) Limited
Chung Shing Chan
CE AAZ019 - active, Wing Fung Securities Limited
Lim Fung
CE ARI004 - active, Wing Fung Futures Limited
Chor Yam Law
CE ABY396 - active, Wing Fung Securities Limited
Tony Siu Wing Lui
CE ASW835 - active, Wing Fung Futures Limited
Kwok Pun To
CE APW217 - active, Wing Fung Securities Limited
Chi Chung Chan
CE BEB199 - active, Wing Fung Securities Limited
Siu Tung Chan
CE BAU423 - active, Wing Fung Securities Limited
Suet Sum Chan
CE AEO893 - active, Wing Fung Securities Limited
Enrico Chong
CE BJU211 - active, Wing Fung Securities Limited
Wing See Fung
CE AEC031 - active, Wing Fung Securities Limited
Chi Wang Kwok
CE ACX686 - active, Wing Fung Futures Limited
Chun Wing Lai
CE ANA177 - active, Wing Fung Securities Limited
Kei Hung Lee
CE ADH551 - active, Wing Fung Securities Limited
Chek Kee Leung
CE AAC181 - active, Wing Fung Securities Limited
Chun Wai Leung
CE BBN465 - active, Wing Fung Securities Limited
Ching Siu Li
CE BAU426 - active, Wing Fung Futures Limited
Shuai Li
CE BVD877 - active, Wing Fung Securities Limited
Si Yang Lin
CE BUQ432 - active, Wing Fung Securities Limited
Ho Yin (SFC:BAU424) Mak
CE BAU424 - active, Wing Fung Securities Limited
Samson Chak Ming Mau
CE ACF123 - active, Wing Fung Securities Limited
Chun Kit Szeto
CE ASM272 - active, Wing Fung Securities Limited
Kin Chuen Szeto
CE AAD504 - active, Wing Fung Securities Limited
Chun Leung Tam
CE AUP883 - active, Wing Fung Securities Limited
Eric Kai Wah Woo
CE BGV305 - active, Wing Fung Securities Limited
Ka Hung Yip
CE AFZ915 - active, Wing Fung Securities Limited
Man Yan (SFC:AMF587) Chan
CE AMF587 - active, Wing Fung Securities Limited
Fung Yee Kwok
CE BRY357 - active, Wing Fung Securities Limited
Yui Kong Yuen
CE ACY282 - active, Wing Fung Securities Limited
Marianna Pui Yee Ip
CE AAB425 - active, Wing Yee Securities Company Limited
Wai Chai Lui
CE AAB436 - active, Wing Yee Securities Company Limited
Hon Kwong Ngai
CE AAG724 - active, Wing Yee Securities Company Limited
Edmond Heung Wing Chau
CE AAA895 - active, Winwin Securities Limited
Siu Man (SFC:APR830) Wong
CE APR830 - active, Winwin Securities Limited
Gengrong Li
CE BGD432 - active, Winx International Futures Co., Limited
Yi (SFC:BMA944) Wang
CE BMA944 - active, Winx International Futures Co., Limited
Ting Hin Wu
CE BEX775 - active, Winx International Futures Co., Limited
Kefeng Zhu
CE BAT192 - active, Winx International Futures Co., Limited
Zhijun Chen
CE BPG410 - active, Winx International Futures Co., Limited
Ho Tin Chong
CE BVW052 - active, Winx International Futures Co., Limited
Sai Wai Wong
CE BPY843 - active, Winx International Futures Co., Limited
Junjie Yang
CE BSR667 - active, Winx International Futures Co., Limited
Minjian Ren
CE BGX455 - active, Wisdom Bright Asset Management Limited
Tingli Wu
CE BIH711 - active, Wisdom Bright Asset Management Limited
Shangting Huang
CE BFV013 - active, Wisdom Cosmic Hong Kong Limited
Tianyou Wang
CE BQP589 - active, Wisdom Cosmic Hong Kong Limited
Chung Ping Liu
CE AFU487 - active, Wisdom Cosmic Hong Kong Limited
Christy Cho Kwong Choy
CE AAC197 - active, Wocom Investment Management Limited
Daniel Ting Chung Yim
CE AAC142 - active, Wocom Securities Limited
Yat Chuen Cheung
CE APC585 - active, Wocom Limited
Yu Yam Heung
CE AFG395 - active, Wocom Securities Limited
Lawrence Yam Ting Kot
CE ACO122 - active, Wocom Securities Limited
Siu Hung Kwan
CE AFE340 - active, Wocom Securities Limited
Kwok Shing Li
CE ACZ442 - active, Wocom Securities Limited
Siu Yeung Yueh
CE AML326 - active, Wocom Securities Limited
Tsz Ha Chan
CE AJC100 - active, Wocom Securities Limited
Michael Ying Tak Chu
CE AAC191 - active, Wocom Securities Limited
Lun Choi Yu
CE AED525 - active, Wocom Securities Limited
Xiaotian (SFC:BAO743) Wang
CE BAO743 - active, Wolf Vest Capital Management Limited
Yibo (SFC:APW140) Zhang
CE APW140 - active, Wolf Vest Capital Management Limited
Sandeep Singh Mand
CE BAQ202 - active, Wolver Hill Asset Management Asia Limited
Edward James Rogers
CE BCH496 - active, Wolver Hill Asset Management Asia Limited
Leonard Alexander Umantz
CE BDE855 - active, Wolver Hill Asset Management Asia Limited
Garrick Kai Chung Cheng
CE ALW207 - active, Wolver Hill Asset Management Asia Limited
Xiuyi Hu
CE BDZ169 - active, Wolver Hill Asset Management Asia Limited
Chin Yu Kiang
CE AGR151 - active, Wolver Hill Asset Management Asia Limited
Sam Leung
CE BHF143 - active, Wolver Hill Asset Management Asia Limited
Ken Hung Ngo
CE AGK712 - active, Wolver Hill Asset Management Asia Limited
Xin Qi
CE AWL701 - ceased
Adrian Michael Wall
CE BTO271 - active, Wolver Hill Asset Management Asia Limited
Billy Sze Lok Wong
CE BTK588 - active, Wolver Hill Asset Management Asia Limited
Heyuan Zheng
CE BJE227 - active, Wolver Hill Asset Management Asia Limited
Erving Wenhan Chan
CE BAP675 - active, Wonder Capital Group Limited
Gigi Wing Chee Chan
CE ARA111 - active, Wonder Capital Group Limited
Scarlett Ho
CE BVB054 - active, Wonder Capital Group Limited
Chong Tik Yiu
CE BTG401 - active, Wonder Capital Group Limited
Tak Lung Chan
CE BAN132 - active, Wonderland International Asset Management Limited
Jinxiu Dong
CE BVW852 - active, Wonderland International Asset Management Limited
Feng (SFC:BOT887) Lu
CE BOT887 - ceased
Shuk Chee Bo
CE ACN969 - active, Woyi Capital Limited
Kevin Hung Yuan Koo
CE AFE094 - active, Woyi Capital Limited
Yau Tat Wat
CE ALA727 - active, Woyi Capital Limited
Kwan Kit Lee
CE AHX656 - active, Woyi Capital Limited
Wai Chi Wong
CE BMR056 - active, Woyi Capital Limited