Roxane Ting-Kit Lo
羅定潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roxane Ting-Kit Lo (羅定潔), CE reference ALC465. Currently licensed at 1 firm(s): Tai Fung Asset Management Company Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Fung Asset Management Company Limited 大豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-09-06 | present |
| Tai Fung Asset Management Company Limited 大豐資產管理有限公司 |
RO | Type 9 — Asset management | 2014-05-19 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2004-08-20 | 2011-07-09 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-20 | 2011-07-09 |