Patrick Chin Hung Ko
高展鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Chin Hung Ko (高展鴻), CE reference AJO155. Currently licensed at 1 firm(s): TFI Securities and Futures Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-08 | present |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-30 | present |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-30 | 2024-06-14 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-27 | 2022-10-21 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-01-27 | 2022-10-21 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-03 | 2010-01-11 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-03 | 2010-01-11 |
| Bucephalus Capital Management Advisors Limited |
RO | Type 9 — Asset management | 2008-09-01 | 2009-02-18 |
| Newtonian Capital Management Limited |
Rep | Type 9 — Asset management | 2007-11-16 | 2008-02-27 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-15 | 2004-10-07 |