Chi Ming Sau
修志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Sau (修志明), CE reference AFZ692. Currently licensed at 1 firm(s): TR Advisors Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TR Advisors Limited | RO | Type 1 — Dealing in securities | 2022-06-22 | present |
| TR Advisors Limited | RO | Type 4 — Advising on securities | 2022-06-22 | present |
| TR Advisors Limited | RO | Type 9 — Asset management | 2008-12-02 | present |
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
RO | Type 4 — Advising on securities | 2006-02-13 | 2008-01-01 |
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
RO | Type 4 — Advising on securities | 2005-07-06 | 2006-01-06 |
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-07-06 |
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-07-06 |
| Suez Asia Holdings (Hong Kong) Limited 蘇伊士亞洲投資有限公司 |
Rep | Type 9 — Asset management | present | 2005-07-06 |