Stephen Kei Choy Ng
吳其材
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Kei Choy Ng (吳其材), CE reference AAG360. Currently licensed at 1 firm(s): Tai Shing Stock Investment Co. Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-04 | present |
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-14 | 2018-06-23 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 1 — Dealing in securities | present | 2017-02-14 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-26 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-26 |
| Sun Growth Securities Limited 志昇証券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-26 |