Raymond Wai Lok Fong
方偉諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Wai Lok Fong (方偉諾), CE reference AFT306. Currently licensed at 2 firm(s): I Win Asset Management Limited, I Win Securities Limited. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-25 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 9 — Asset management | 2021-01-25 | present |
| I Win Securities Limited 一盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-25 | present |
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-29 | 2018-10-25 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-29 | 2018-06-15 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-04 | 2018-01-29 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-04 | 2018-06-15 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-28 | 2017-04-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-25 | 2016-12-10 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-03-19 | 2016-12-10 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-11 | 2016-12-10 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-01-11 | 2016-12-10 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-03-30 | 2011-12-30 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-03-30 | 2011-12-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-13 | 2009-03-26 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-13 | 2009-03-26 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-03 | 2005-06-01 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-03 | 2005-06-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-01-29 | 2005-04-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-04-19 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-04-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-14 |