Hin Tat Wat
屈顯達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Tat Wat (屈顯達), CE reference AHJ231. Currently licensed at 1 firm(s): Innovest Securities Investment Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-13 | present |
| Sino Wealth Asset Management Limited 國新資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-27 | 2018-12-31 |
| Sino Wealth Securities Limited 國新證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-12 | 2023-08-31 |
| Sino Wealth Securities Limited 國新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-21 | 2014-09-12 |
| Vast Harbour Securities Limited 華港證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-19 | 2014-08-21 |
| Vast Harbour Securities Limited 華港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-03 | 2012-03-19 |
| AIF Securities Limited 亞投證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-02 | 2011-04-30 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-25 | 2009-06-30 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-09 | 2008-01-11 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-09 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-25 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-25 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-25 |