Ngai Au
歐毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngai Au (歐毅), a licensed Responsible Officer with CE reference ALV387. Currently licensed at 1 firm(s): Jimei Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 21.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-16 | present |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-13 | 2018-01-08 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-13 | 2018-01-08 |
| Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-09-04 | 2015-09-12 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-06 | 2015-09-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ngai Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.