Lionel Digby Sheffield Neave
小獅子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lionel Digby Sheffield Neave (小獅子), CE reference ASD187. Currently licensed at 1 firm(s): Isola Capital Asset Management Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-15 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-21 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-21 | present |
| AOP Capital Limited | Rep | Type 4 — Advising on securities | 2020-07-23 | 2020-11-24 |
| AOP Capital Limited | Rep | Type 9 — Asset management | 2019-07-19 | 2020-11-24 |
| Odyssey Asset Management Limited | Rep | Type 4 — Advising on securities | 2017-12-07 | 2019-05-23 |
| Odyssey Asset Management Limited | Rep | Type 9 — Asset management | 2017-12-07 | 2019-05-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-26 | 2013-11-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-12-09 | 2013-11-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2008-12-09 | 2013-11-05 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-12-09 | 2010-08-26 |