Andy Ka Wai Tse
謝家偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Ka Wai Tse (謝家偉), CE reference ABR168. Currently licensed at 1 firm(s): Jimei Securities Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-05 | present |
| Po Lee Securities Limited 寶利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-20 | 2014-08-01 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-05 | 2011-04-08 |
| Wintone Securities Limited 榮通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-14 | 2011-09-01 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-02 | 2007-05-07 |
| Kee Cheong Securities Company Limited 祺昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-31 | 2006-12-22 |
| Manble Securities Limited 亨寶證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-20 | 2005-04-25 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-27 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-27 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-27 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-04 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-27 |