Ka Chun Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun Wong (黃嘉俊), a licensed Responsible Officer with CE reference AUU925. Currently licensed at 1 firm(s): Invar Capital (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.5 years of SFC licence history. Total licence records on file: 28.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Invar Capital (HK) Limited 銀萬資本香港有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-11 | present |
| Invar Capital (HK) Limited 銀萬資本香港有限公司 |
RO | Type 4 - Advising on securities | 2025-03-11 | present |
| Invar Capital (HK) Limited 銀萬資本香港有限公司 |
RO | Type 9 - Asset management | 2025-03-11 | present |
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-12 | 2025-01-31 |
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
RO | Type 4 - Advising on securities | 2023-04-04 | 2025-01-31 |
| CANTON MUTUAL FINANCIAL LIMITED 誠港金融股份有限公司 |
RO | Type 9 - Asset management | 2023-04-04 | 2025-01-31 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-28 | 2022-05-31 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-10-28 | 2022-05-31 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 4 - Advising on securities | 2021-10-28 | 2022-05-31 |
| Hongkong Bay Asset Management Limited 港湾资產管理有限公司 |
RO | Type 9 - Asset management | 2021-10-28 | 2022-05-31 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-19 | 2021-10-28 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
RO | Type 1 - Dealing in securities | 2020-10-27 | 2021-09-17 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-10-27 | 2021-09-17 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-11 | 2020-10-27 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-11 | 2020-10-27 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-16 | 2019-03-08 |
| Infinitus Partners Asset Management Limited 博浩資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-11-16 | 2019-03-08 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-06 | 2018-10-25 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-06 | 2018-10-25 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-28 | 2018-10-25 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-10 | 2017-11-22 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-02-10 | 2017-11-22 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-13 | 2015-01-21 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-13 | 2015-01-21 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-09-12 | 2014-05-23 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-12 | 2014-05-23 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-19 | 2011-12-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-26 | 2011-06-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Chun Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.