Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Ka Ho Ip
CE BOM542 - active, Interactive Brokers Hong Kong Limited
Franklin Man Hey Kao
CE BUX953 - active, Interactive Brokers Hong Kong Limited
Hoi Shan Kong
CE BET748 - active, Interactive Brokers Hong Kong Limited
Hoi Ting Kwai
CE BQD387 - active, Interactive Brokers Hong Kong Limited
Chun Wai Lam
CE BTO956 - active, Interactive Brokers Hong Kong Limited
Hiu Tung Pearl Lam
CE BTQ100 - active, Interactive Brokers Hong Kong Limited
Lok Ka Lam
CE BRP505 - active, Interactive Brokers Hong Kong Limited
Matthew Lam
CE BVB168 - active, Interactive Brokers Hong Kong Limited
Ka Ki Lau
CE BXN328 - active, Interactive Brokers Hong Kong Limited
Nga Pin Lau
CE BNU295 - active, Interactive Brokers Hong Kong Limited
Yeung Sin Angelin Law
CE BQW535 - active, Interactive Brokers Hong Kong Limited
Yuk Ming Law
CE BTR801 - active, Interactive Brokers Hong Kong Limited
Cheuk Him Lee
CE BUP894 - active, Interactive Brokers Hong Kong Limited
Thomas Chung Ho Lee
CE AXF180 - active, Interactive Brokers Hong Kong Limited
Vivienne Fung Ching Lee
CE ADH984 - active, Interactive Brokers Hong Kong Limited
Mei Yee Lee
CE BQI189 - active, Interactive Brokers Hong Kong Limited
Pui Shan (SFC:BHX611) Lee
CE BHX611 - active, Interactive Brokers Hong Kong Limited
Wing Ki Lee
CE BNU621 - active, Interactive Brokers Hong Kong Limited
Wing Sze Lee
CE BRK955 - active, Interactive Brokers Hong Kong Limited
Ethan Ka Hin Leung
CE BRB011 - active, Interactive Brokers Hong Kong Limited
Kam Lun Leung
CE BWR623 - active, Interactive Brokers Hong Kong Limited
Alan Siu Lun Leung
CE AXY062 - active, Interactive Brokers Hong Kong Limited
Yilan Li
CE BWP019 - active, Interactive Brokers Hong Kong Limited
Soyeon Lim
CE BTN005 - active, Interactive Brokers Hong Kong Limited
Ching Nam Lit
CE BQW258 - active, Interactive Brokers Hong Kong Limited
Wing Ho Lo
CE BSH826 - active, Interactive Brokers Hong Kong Limited
Yiu Shun Antony Lui
CE BVQ034 - active, Interactive Brokers Hong Kong Limited
Lou Louise Luk
CE BUS912 - active, Interactive Brokers Hong Kong Limited
Cheuk Nam Ma
CE BJR416 - active, Interactive Brokers Hong Kong Limited
Lok Yin Mak
CE BNP627 - active, Interactive Brokers Hong Kong Limited
Chung Ting Ng
CE BPB715 - active, Interactive Brokers Hong Kong Limited
Ki Lung Ng
CE BQD070 - active, Interactive Brokers Hong Kong Limited
Pak Wing Ng
CE BTR879 - active, Interactive Brokers Hong Kong Limited
Hui Lai Poon
CE BRV441 - active, Interactive Brokers Hong Kong Limited
Guillaume Jean Charles Marc Roux-Chabert
CE AMH684 - active, Interactive Brokers Hong Kong Limited
Yiu Lun Shum
CE BFX529 - active, Interactive Brokers Hong Kong Limited
Ambre Shui Ching Tam
CE BUP001 - active, Interactive Brokers Hong Kong Limited
Ho Ming Jonathan Tsang
CE BPN537 - active, Interactive Brokers Hong Kong Limited
Yiu Fung Tsang
CE BRS920 - active, Interactive Brokers Hong Kong Limited
Perry Tse
CE ATE080 - active, Interactive Brokers Hong Kong Limited
Ka Hei Tsoi
CE BUK151 - active, Interactive Brokers Hong Kong Limited
Wai Shan Wan
CE BWF106 - active, Interactive Brokers Hong Kong Limited
Lu (SFC:BNF193) Wang
CE BNF193 - active, Interactive Brokers Hong Kong Limited
Weijian Wang
CE APG573 - active, Interactive Brokers Hong Kong Limited
Chun (SFC:BWY402) Wong
CE BWY402 - active, Interactive Brokers Hong Kong Limited
Ronald Hoi Lam Wong
CE AYD418 - active, Interactive Brokers Hong Kong Limited
Kwan Lok (SFC:BFC247) Wong
CE BFC247 - active, Interactive Brokers Hong Kong Limited
Lap Kit Wong
CE BUK150 - active, Interactive Brokers Hong Kong Limited
Man Lik Maxwell Wong
CE BVL085 - active, Interactive Brokers Hong Kong Limited
Ting (SFC:BAU597) Zhang
CE BAU597 - active, Interactive Brokers Hong Kong Limited
Yi (SFC:BCE998) Zhang
CE BCE998 - active, Interactive Brokers Hong Kong Limited
Manbir Singh
CE ABP322 - active, International Commerce Corporation
Michael John Alan Spivey
CE ABE509 - active, International Commerce Corporation
Yan Ching
CE BXS373 - active, International Commerce Corporation
Hiu Man So
CE BXS412 - active, International Commerce Corporation
Xiaolong Liu
CE BHF617 - active, Intewise Capital Management Limited
Sha Tao
CE AYJ250 - active, Intewise Capital Management Limited
Kai Lim Cheung
CE APC144 - active, Invesco Hong Kong Limited
Calvin Chou
CE AFW616 - active, Invesco Hong Kong Limited
Richard Wai Tat Chow
CE AJB550 - active, Invesco Hong Kong Limited
Thomas Geoffrey Digby
CE BOK886 - active, Invesco Hong Kong Limited
Martin Peter Franc
CE BVE130 - active, Invesco Hong Kong Limited
Kuang-Yi Hsiao
CE AOD096 - active, Invesco Hong Kong Limited
Christine Wan Chun Huang
CE ANU106 - active, Invesco Hong Kong Limited
Ken Lin
CE BGC483 - active, Invesco Hong Kong Limited
Norbert Chun Hui Ling
CE BSD224 - active, Invesco Hong Kong Limited
Andrew Tak Shing Lo
CE AAW957 - active, Invesco Hong Kong Limited
Lei Ma
CE AGM532 - active, UBS Asset Management (Hong Kong) Limited
Kin Bond Mak
CE BOS652 - active, Invesco Hong Kong Limited
Nixon Kim Ho Mak
CE AOV141 - active, Invesco Hong Kong Limited
Edward Tom
CE ANF158 - active, Invesco Hong Kong Limited
Ka Shing (SFC:AOY331) Wong
CE AOY331 - active, Invesco Hong Kong Limited
Haidan Zhong
CE BFN302 - active, Invesco Hong Kong Limited
Aditya Ahluwalia
CE BDL929 - active, Invesco Hong Kong Limited
Haixin Bai
CE BXI816 - active, Invesco Hong Kong Limited
Alexander Ho-Young Chan
CE BRS793 - active, Invesco Hong Kong Limited
Bianca Annette Chan
CE BSO581 - active, Invesco Hong Kong Limited
Benjamin Chung Fai Chan
CE AGG379 - active, Invesco Hong Kong Limited
Catherine Kar Fei Chan
CE BXE759 - active, Invesco Hong Kong Limited
Tsz In Chan
CE BFZ091 - active, Invesco Hong Kong Limited
Wai Shing (SFC:AGZ885) Chan
CE AGZ885 - active, Invesco Hong Kong Limited
Yuen Ting Chan
CE AVM340 - active, Invesco Hong Kong Limited
Sze Ching Chang
CE AHJ475 - active, Invesco Hong Kong Limited
Jiawen Chen
CE BTR450 - active, Invesco Hong Kong Limited
Chun Tung Cheng
CE AJB319 - active, Invesco Hong Kong Limited
Anna Chew
CE BSZ367 - active, Invesco Hong Kong Limited
Jennifer Chi
CE BSX929 - active, Invesco Hong Kong Limited
Jason Graham Choi
CE AVR828 - active, Invesco Hong Kong Limited
Jenny Cheuk Yi Chu
CE BUQ739 - active, Invesco Hong Kong Limited
Chui Man Chu
CE AON422 - active, Invesco Hong Kong Limited
Schuyler Harold Clark III
CE BKJ145 - ceased
Christopher Anthony Crea
CE BSU038 - active, Invesco Hong Kong Limited
Yifei Ding
CE BAH328 - ceased
Lijuan Du
CE BDG049 - active, Invesco Hong Kong Limited
Derek Dragon Fin
CE BTQ575 - active, Invesco Hong Kong Limited
Ka Man Fung
CE BMT317 - active, Pacific Alliance Investment Management (HK) Limited
Cheng Gao
CE AXG207 - active, Invesco Hong Kong Limited
Christopher William Hamilton
CE BTH127 - active, Invesco Hong Kong Limited
Pik Yee Chloe Hon
CE BVC582 - active, Invesco Hong Kong Limited
Yi (SFC:BEM059) Hu
CE BEM059 - active, Invesco Hong Kong Limited
Yunnan Huang
CE BSE063 - active, Invesco Hong Kong Limited
Alina Renee Huo
CE AVQ687 - active, Invesco Hong Kong Limited
Kit Kam
CE BIN997 - active, Invesco Hong Kong Limited
Wajid Ismail Khan
CE BVA263 - active, Invesco Hong Kong Limited
Jaijit Kumar
CE BPE887 - active, Invesco Hong Kong Limited
Kit Cheung Lau
CE ADB008 - active, Invesco Hong Kong Limited
Corinna Shuk Man Lau
CE AFU954 - active, Invesco Hong Kong Limited
da Eun Lee
CE ARI566 - active, Invesco Hong Kong Limited
Miu Fan Lee
CE AMZ208 - active, Invesco Hong Kong Limited
Pui Shan (SFC:AEC084) Leung
CE AEC084 - active, Invesco Hong Kong Limited
Yee Lee Leung
CE ADU832 - active, Invesco Hong Kong Limited
Lok Yi Li
CE BTB254 - active, Invesco Hong Kong Limited
Jie (SFC:BPG195) Liao
CE BPG195 - active, Invesco Hong Kong Limited
Jie Lin
CE BBI105 - active, Invesco Hong Kong Limited
Hui (SFC:BPA155) Liu
CE BPA155 - active, Invesco Hong Kong Limited
Zijun Liu
CE BRA319 - active, Invesco Hong Kong Limited
Edmond Ho Yin Lui
CE ALS598 - active, Invesco Hong Kong Limited
Yueqi Na
CE BSS904 - active, Invesco Hong Kong Limited
Srikesh Karunakaran Nair
CE BXA363 - active, Invesco Hong Kong Limited
Yan Lan Ngai
CE BXE546 - active, Invesco Hong Kong Limited
Ian Ngo
CE AXX652 - active, Invesco Hong Kong Limited
Ailun Ning
CE BPJ825 - active, Invesco Hong Kong Limited
Lingdan Pan
CE BTT028 - active, Invesco Hong Kong Limited
Chandrashekhar Sambhshivan
CE ANJ982 - active, Invesco Hong Kong Limited
Wai Sze Tiana Tam
CE BUV558 - active, Invesco Hong Kong Limited
Jason Ki Shun Tang
CE AJL731 - active, Invesco Hong Kong Limited
Noah Baxtresser Wangh
CE AOC717 - active, Invesco Hong Kong Limited
Xin (SFC:BPH873) Wen
CE BPH873 - active, Invesco Hong Kong Limited
Chi Ching Juliet Wong
CE BPA328 - active, Invesco Hong Kong Limited
Ching Wai Wong
CE BXL737 - active, Invesco Hong Kong Limited
Tim Chiu Yin Wong
CE AGK573 - ceased
Nga Kwan Roy Wong
CE BVU935 - active, Invesco Hong Kong Limited
Senhan Xiao
CE BOE455 - active, Invesco Hong Kong Limited
Yifan Yang
CE BUF745 - active, Invesco Hong Kong Limited
Wing Sze Yeung
CE ANQ084 - active, Invesco Hong Kong Limited
Yuen Ting Regina Yip
CE BDO997 - active, Invesco Hong Kong Limited
Ka Cheong Yuen
CE AVQ566 - active, Invesco Hong Kong Limited
William Wai Kok Yuen
CE AKX645 - active, Invesco Hong Kong Limited
Kai Po Anthony Yung
CE AWX002 - active, Invesco Hong Kong Limited
Yu Zhao
CE BGZ550 - active, Invesco Hong Kong Limited
Zhifang Huang
CE BUE461 - active, Investates Asset Management Limited
Chi Ching Lau
CE APF062 - active, Investates Asset Management Limited
Zhi Peng
CE BSW938 - active, Investates Asset Management Limited
Jonathan Kuen Hung Chia
CE BOG760 - active, Ion Pacific Limited
Itamar Har-Even
CE APA734 - active, Ion Pacific Limited
Michael Eric Joseph
CE ARH187 - active, Ion Pacific Limited
Henry Fung
CE BVX233 - active, Ion Pacific Limited
Roy Lap Hong Lam
CE AMJ622 - active, Ion Pacific Limited
Kristaps Ronis
CE BEB410 - active, Ion Pacific Limited
Ka Chun (SFC:BGM542) Ko
CE BGM542 - active, Iridium Capital Limited
Ming Tat Lee
CE AWP707 - active, Iridium Capital Limited
Wang Kwong Lee
CE AFS914 - active, Iridium Capital Limited
Yongshan Duanmu
CE ANK158 - active, IvyRock Asset Management (HK) Limited
Yong (SFC:AOD620) Huang
CE AOD620 - active, IvyRock Asset Management (HK) Limited
Yu (SFC:BCB741) Jiang
CE BCB741 - active, IvyRock Asset Management (HK) Limited
Fung Ying Kwok
CE BQR108 - active, IvyRock Asset Management (HK) Limited
Lingyan Meng
CE BUD730 - active, IvyRock Asset Management (HK) Limited
Ka Tsz Wong
CE BID684 - active, IvyRock Asset Management (HK) Limited
Jianfeng Gao
CE AQS811 - active, J-Stone Capital Limited
Xianguang Guo
CE AXK884 - active, J-Stone Capital Limited
Wentao Zheng
CE BGA855 - active, J-Stone Capital Limited
Chenghao Feng
CE BNN478 - active, J-Stone Capital Limited
Sining Huang
CE BVC344 - active, J-Stone Capital Limited
Ka Man (SFC:BEF182) Lau
CE BEF182 - active, J-Stone Capital Limited
Alan Yibin Ma
CE BWF262 - active, J-Stone Capital Limited
Dandan Zhou
CE BWC601 - active, J-Stone Capital Limited
Thorsten Oliver Ackermann
CE BQE746 - active, J.P. Morgan Securities (Far East) Limited
Ron Chi Ho Chan
CE ADR493 - active, J.P. Morgan Broking (Hong Kong) Limited
Sim Ee Cheah
CE ANM987 - active, J.P. Morgan Broking (Hong Kong) Limited
Patrick Pak Ning Chu
CE AEN687 - active, J.P. Morgan Broking (Hong Kong) Limited
Bhasker Iyer
CE BHF956 - active, J.P. Morgan Broking (Hong Kong) Limited
Joseph Han Wai Lau
CE AGH168 - active, J.P. Morgan Broking (Hong Kong) Limited
Desmond On Ching Lau
CE AMP291 - active, J.P. Morgan Broking (Hong Kong) Limited
Tony Sai Kuen Lee
CE AJH983 - active, J.P. Morgan Broking (Hong Kong) Limited
Yu-Yun Li
CE BJK904 - active, J.P. Morgan Broking (Hong Kong) Limited
Osman Riaz Malik
CE ARD259 - active, J.P. Morgan Broking (Hong Kong) Limited
Darryl Patrick Mc Keown
CE BCK960 - active, J.P. Morgan Broking (Hong Kong) Limited
Sara Louise Perring
CE BGQ175 - active, J.P. Morgan Broking (Hong Kong) Limited
Jason Michael Pliner
CE AKJ235 - active, J.P. Morgan Broking (Hong Kong) Limited
Nicholas Antony Stearn
CE APA129 - active, J.P. Morgan Securities (Far East) Limited
Duncan William Palmer Wilson
CE BHS917 - active, J.P. Morgan Broking (Hong Kong) Limited
Ping Hang Yip
CE BML889 - active, J.P. Morgan Broking (Hong Kong) Limited
Ravi Agarwal
CE BTE529 - active, J.P. Morgan Broking (Hong Kong) Limited
Yovan Vijay Assomull
CE ARJ546 - active, J.P. Morgan Broking (Hong Kong) Limited
Richard Michael Batten
CE BMR637 - active, J.P. Morgan Broking (Hong Kong) Limited
Jeremie Maleki Bedinade
CE BRZ422 - active, J.P. Morgan Broking (Hong Kong) Limited
Alain Bruno Bel Hadj Amor
CE BBM868 - active, J.P. Morgan Broking (Hong Kong) Limited
Edward Holden Bell
CE AGH254 - active, J.P. Morgan Broking (Hong Kong) Limited
Joynay Bhurtah
CE BGA484 - active, J.P. Morgan Broking (Hong Kong) Limited
Brian T Bigos
CE BDH662 - active, J.P. Morgan Broking (Hong Kong) Limited
Mathieu Pierre Bonhomme
CE BDL836 - active, J.P. Morgan Broking (Hong Kong) Limited
Yacine Bouakline
CE BPW363 - active, J.P. Morgan Broking (Hong Kong) Limited
Alexander M Bucholtz
CE BWL307 - active, J.P. Morgan Broking (Hong Kong) Limited
Seung Min Byun
CE BWS061 - active, J.P. Morgan Broking (Hong Kong) Limited
Yuanmou Cai
CE BXC520 - active, J.P. Morgan Broking (Hong Kong) Limited
Angelo Carnevali
CE BEY935 - active, J.P. Morgan Securities (Far East) Limited
Pierre Carubia
CE BTX485 - active, J.P. Morgan Broking (Hong Kong) Limited
Avery Chan
CE BON489 - active, J.P. Morgan Broking (Hong Kong) Limited
Judy Wing Chi Chan
CE BSI527 - active, J.P. Morgan Securities (Far East) Limited
Karl Man Ho Chan
CE BOM418 - active, J.P. Morgan Broking (Hong Kong) Limited
Joli Yan Nok Chan
CE BVE420 - active, J.P. Morgan Broking (Hong Kong) Limited
Man Yu Chau
CE BTY462 - active, J.P. Morgan Broking (Hong Kong) Limited
Charles Chi Pang Chen
CE AFN279 - active, J.P. Morgan Broking (Hong Kong) Limited
Xinyi (SFC:BPI536) Chen
CE BPI536 - active, J.P. Morgan Broking (Hong Kong) Limited
Yi (SFC:BOP678) Chen
CE BOP678 - active, J.P. Morgan Broking (Hong Kong) Limited
Yitong (SFC:BPF726) Chen
CE BPF726 - active, J.P. Morgan Broking (Hong Kong) Limited
Martin Wing Hung Cheng
CE BNF294 - active, J.P. Morgan Broking (Hong Kong) Limited
Ming Chun Jason Cheng
CE BUA224 - active, J.P. Morgan Broking (Hong Kong) Limited
Cedric Chi Cheuk Cheung
CE ANA761 - active, J.P. Morgan Broking (Hong Kong) Limited
Chung Yan Cheung
CE AFC555 - active, J.P. Morgan Broking (Hong Kong) Limited
Sau Chu Cheung
CE BEN531 - active, J.P. Morgan Broking (Hong Kong) Limited
Tik Lun Cheung
CE BOH808 - active, J.P. Morgan Broking (Hong Kong) Limited
Yow Jie Chien
CE AKO638 - active, J.P. Morgan Broking (Hong Kong) Limited
Yin Man Erica Ching
CE BDH665 - active, J.P. Morgan Broking (Hong Kong) Limited
Yoonhee Cho
CE BRR618 - active, J.P. Morgan Broking (Hong Kong) Limited
Cheuk Lun Choi
CE BPE727 - active, J.P. Morgan Broking (Hong Kong) Limited
Jeong Hwan Choi
CE BWW250 - active, J.P. Morgan Broking (Hong Kong) Limited
Lok Yee Choi
CE BRT369 - active, J.P. Morgan Broking (Hong Kong) Limited
Yen Hua Chou
CE BDF217 - active, J.P. Morgan Broking (Hong Kong) Limited
Christopher Yuk Hei Chow
CE BNB199 - active, J.P. Morgan Securities (Far East) Limited
Siu Ming Chui
CE BMX409 - active, J.P. Morgan Broking (Hong Kong) Limited
Ching Yao Chung
CE BMV967 - active, J.P. Morgan Broking (Hong Kong) Limited
Audrey Juliette Muriel Couture
CE BQV662 - active, J.P. Morgan Securities (Far East) Limited
David Michael Cowan
CE BTC259 - active, J.P. Morgan Broking (Hong Kong) Limited
Junhao Dai
CE BOT796 - active, J.P. Morgan Broking (Hong Kong) Limited
Xuyang Dang
CE BHY253 - active, J.P. Morgan Broking (Hong Kong) Limited
Shubhankar Das
CE APL012 - active, J.P. Morgan Broking (Hong Kong) Limited
Qi Deng
CE BWT588 - active, J.P. Morgan Broking (Hong Kong) Limited
Idriss Diane
CE BOU198 - active, J.P. Morgan Broking (Hong Kong) Limited
Xueci Ding
CE BJK749 - active, J.P. Morgan Broking (Hong Kong) Limited
Madhumita Duggirala
CE BSU301 - active, J.P. Morgan Broking (Hong Kong) Limited
Vipul Dujari
CE ALC175 - active, J.P. Morgan Broking (Hong Kong) Limited
Salim El Mazhor
CE BNF590 - active, J.P. Morgan Broking (Hong Kong) Limited
Yuanhao Fang
CE BPW058 - ceased
Lei (SFC:BWR064) Fu
CE BWR064 - active, J.P. Morgan Broking (Hong Kong) Limited
Ker Lih Gan
CE AZO050 - active, J.P. Morgan Broking (Hong Kong) Limited
Zhenyi Gao
CE BRR579 - active, J.P. Morgan Broking (Hong Kong) Limited
Paul Emile Genevrier
CE BSI645 - active, J.P. Morgan Broking (Hong Kong) Limited
Sankha Ghosh
CE BCU521 - active, J.P. Morgan Broking (Hong Kong) Limited
Teck Khoon Goh
CE BTR838 - active, J.P. Morgan Broking (Hong Kong) Limited
Steven Barry Gordon
CE APB696 - active, J.P. Morgan Securities (Far East) Limited
Michael Kenneth Gormley
CE BIC462 - active, J.P. Morgan Broking (Hong Kong) Limited
Yu (SFC:BWF868) Gu
CE BWF868 - active, J.P. Morgan Broking (Hong Kong) Limited
Yuchen Guo
CE BWV095 - active, J.P. Morgan Broking (Hong Kong) Limited
Xipu Han
CE BSE849 - active, J.P. Morgan Broking (Hong Kong) Limited
Christina Jieyu Hao
CE AMU550 - active, J.P. Morgan Broking (Hong Kong) Limited
Gokul Hariharan
CE BOI580 - active, J.P. Morgan Broking (Hong Kong) Limited
Jia (SFC:ARP306) He
CE ARP306 - active, J.P. Morgan Broking (Hong Kong) Limited
Jing (SFC:BUI501) He
CE BUI501 - active, J.P. Morgan Broking (Hong Kong) Limited
Yingcheng He
CE BQU211 - active, J.P. Morgan Broking (Hong Kong) Limited