Anthony Jen Haw Chan
陳甄灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Jen Haw Chan (陳甄灝), CE reference AGN913. Currently licensed at 1 firm(s): Isola Capital Asset Management Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-06 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-06-06 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
RO | Type 9 — Asset management | 2012-10-17 | present |
| Yorkville Advisors HK Limited | RO | Type 6 — Advising on corporate finance | 2010-08-27 | 2011-10-31 |
| Yorkville Advisors HK Limited | RO | Type 1 — Dealing in securities | 2009-03-18 | 2011-10-31 |
| Yorkville Advisors HK Limited | RO | Type 4 — Advising on securities | 2009-03-18 | 2011-10-31 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-28 | 2008-07-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-23 | 2008-07-21 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2004-04-30 | 2007-05-11 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-30 | 2007-04-27 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-04-30 | 2007-04-27 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-13 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-13 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-13 |