Hoi Shuen Kong
江海旋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Shuen Kong (江海旋), CE reference BFJ638. Currently licensed at 1 firm(s): Isola Capital Asset Management Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-12 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-12 | present |
| Isola Capital Asset Management Limited 道源資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-12 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-03 | 2021-07-09 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-14 | 2021-07-09 |
| Wynson Asset Management Limited 永昇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-26 | 2020-12-01 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-03 | 2020-02-29 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-14 | 2018-09-28 |