Kwan Ho Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ho Wong (黃君豪), a licensed Responsible Officer with CE reference AOR534. Currently licensed at 2 firm(s): Halo Securities Limited, Halo Capital (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halo Securities Limited 皓輝證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-13 | present |
| Halo Capital (H.K.) Limited 皓輝資本(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-03-13 | present |
| Halo Capital (H.K.) Limited 皓輝資本(香港)有限公司 |
RO | Type 9 - Asset management | 2026-03-13 | present |
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-17 | 2023-07-26 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-17 | 2023-07-26 |
| QMIS Asset Management Limited 華亞資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-17 | 2023-07-26 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-10 | 2018-07-31 |
| Rockflow Securities Limited 奇運證券有限公司 |
RO | Type 9 - Asset management | 2017-11-10 | 2018-07-31 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-15 | 2017-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Ho Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.