Yang Zhao
趙陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Zhao (趙陽), a licensed Responsible Officer with CE reference ARS552. Currently licensed at 1 firm(s): Hullson Capital Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hullson Capital Partners Limited 浩森資本合夥有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-21 | present |
| Hullson Capital Partners Limited 浩森資本合夥有限公司 |
RO | Type 4 — Advising on securities | 2025-10-21 | present |
| Hullson Capital Partners Limited 浩森資本合夥有限公司 |
RO | Type 9 — Asset management | 2025-10-21 | present |
| Hullson Capital Partners Limited 浩森資本合夥有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-06 | 2025-10-21 |
| Hullson Capital Partners Limited 浩森資本合夥有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-06 | 2025-10-21 |
| Hullson Capital Partners Limited 浩森資本合夥有限公司 |
Rep | Type 9 — Asset management | 2025-10-06 | 2025-10-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-03 | 2022-10-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-23 | 2022-10-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-31 | 2020-09-11 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-18 | 2020-08-31 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-08-28 | 2017-08-09 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-08-28 | 2017-08-09 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | 2013-08-28 | 2017-08-09 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-30 | 2017-08-09 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-21 | 2013-04-30 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-21 | 2013-08-28 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-21 | 2013-08-28 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-21 | 2013-08-28 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-08-21 | 2017-08-09 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-08-21 | 2017-08-09 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 9 — Asset management | 2012-08-21 | 2017-08-09 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-30 | 2011-12-06 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-30 | 2011-12-06 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-15 | 2008-11-30 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-15 | 2008-11-30 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-10-15 | 2008-11-30 |