Siu Fong Li
李少芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fong Li (李少芳), a licensed Responsible Officer with CE reference AAI900. Currently licensed at 1 firm(s): Innovest Securities Investment Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2023-05-08 | present |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-04 | 2023-05-08 |
| BERKSHIRE CAPITALS LIMITED 伯克希爾資本有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-01 | 2022-08-15 |
| China Times Securities Limited 中辰證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-08-01 | 2020-10-07 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-01-17 | 2013-08-01 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-01-17 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-18 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-18 |
| Hang Tai Securities Limited 恒泰證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Fong Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.