Ying Tung Lau
劉應東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Tung Lau (劉應東), a licensed former licensee with CE reference ATD665. This person has 8.1 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I Win Securities Limited 一盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-24 | 2026-07-23 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-07-24 | 2026-07-23 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 9 - Asset management | 2024-07-24 | 2026-07-23 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 - Asset management | 2020-09-25 | 2020-12-21 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-10 | 2020-12-21 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-10 | 2020-12-21 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-30 | 2020-05-15 |
| China Vered Securities Limited 中薇證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-30 | 2020-05-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-09-17 | 2014-06-30 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2013-09-17 | 2014-06-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-11 | 2013-09-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-16 | 2014-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Tung Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.