Kin Pong Wong
黃建邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Pong Wong (黃建邦), a licensed Responsible Officer with CE reference AJN217. Currently licensed at 1 firm(s): Hong Xiang Securities Hong Kong Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Xiang Securities Hong Kong Company Limited 宏祥證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-03 | present |
| Hong Xiang Securities Hong Kong Company Limited 宏祥證券香港有限公司 |
RO | Type 4 — Advising on securities | 2025-03-03 | present |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 9 — Asset management | 2023-10-06 | 2024-10-15 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 4 — Advising on securities | 2023-10-06 | 2024-10-15 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-06-30 | 2024-10-15 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-12-30 | 2024-10-15 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-12-30 | 2024-10-15 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2020-12-22 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-19 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-19 | 2016-06-30 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-19 | 2020-12-22 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-09 | 2014-05-09 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-09 | 2014-05-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-05 | 2013-03-09 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-05 | 2013-03-09 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-16 | 2008-07-19 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-16 | 2008-07-19 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-03-16 | 2004-11-10 |