Chun Yu Lau

劉俊瑜
CE No. AYJ055 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yu Lau (劉俊瑜), a licensed Responsible Officer with CE reference AYJ055. Currently licensed at 2 firm(s): iMarkets Limited, iMarkets Structured Products Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 7 - Providing automated trading services. This person has 14.6 years of SFC licence history. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
iMarkets Limited
RO Type 1 - Dealing in securities 2013-10-11 present
iMarkets Structured Products Limited RO Type 4 - Advising on securities 2013-10-11 present
iMarkets Limited
RO Type 7 - Providing automated trading services 2013-10-11 present
iMarkets Limited
Rep Type 1 - Dealing in securities 2011-12-09 2013-10-11
iMarkets Limited
Rep Type 7 - Providing automated trading services 2011-12-09 2013-10-11

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Yu Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kwong Wang Lee iMarkets Limited 2011–present
Wai Man Chow iMarkets Limited 2011–2013

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