Chun Yu Lau
劉俊瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yu Lau (劉俊瑜), a licensed Responsible Officer with CE reference AYJ055. Currently licensed at 2 firm(s): iMarkets Limited, iMarkets Structured Products Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 7 — Providing automated trading services. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iMarkets Limited |
RO | Type 1 — Dealing in securities | 2013-10-11 | present |
| iMarkets Structured Products Limited | RO | Type 4 — Advising on securities | 2013-10-11 | present |
| iMarkets Limited |
RO | Type 7 — Providing automated trading services | 2013-10-11 | present |
| iMarkets Limited |
Rep | Type 1 — Dealing in securities | 2011-12-09 | 2013-10-11 |
| iMarkets Limited |
Rep | Type 7 — Providing automated trading services | 2011-12-09 | 2013-10-11 |