William Chi Kwong Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Chi Kwong Tam (譚志光), a licensed Representative with CE reference AFG390. Currently licensed at 1 firm(s): Hazel Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.2 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hazel Securities Limited 海澤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-22 | present |
| Hazel Securities Limited 海澤證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-22 | present |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-20 | 2023-07-31 |
| Lucion International Asset Management Limited 魯信國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-03-20 | 2023-07-31 |
| Central China International Futures Company Limited 中州國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-15 | 2021-08-31 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
RO | Type 4 - Advising on securities | 2016-07-14 | 2021-08-31 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-11-26 | 2021-08-31 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-23 | 2015-11-26 |
| Prime Courage Securities Company Limited 安裕證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2011-11-16 | 2015-09-14 |
| Prime Courage Securities Company Limited 安裕證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-07 | 2011-11-16 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-12-31 | 2011-10-31 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-22 | 2010-12-31 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-04 | 2010-07-17 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-05-14 | 2010-07-17 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-26 | 2009-05-14 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-11 | 2008-06-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-10 | 2007-09-08 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-06-30 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-02 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-02 |
| Tang Ping Kong Limited 太平行證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Chi Kwong Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.