Hong Kong SFC Licensed Individuals Directory

Brett Ashwin James Kennedy CE BKO362 - ceased Eung Who Kim CE ANW471 - active, BNY Mellon Investment Management Hong Kong Limited Bo Ting Ko CE BMQ375 - active, BNY Mellon Investment Management Hong Kong Limited Wai Ling Ko CE AMR265 - active, BNY Mellon Investment Management Hong Kong Limited Weng Si Vivian Lai CE BNU128 - active, BNY Mellon Investment Management Hong Kong Limited Lai Kwan Angel Lau CE BSU818 - active, BNY Mellon Investment Management Hong Kong Limited Xuan Li CE BVE252 - active, BNY Mellon Investment Management Hong Kong Limited Charles Ashley Martin CE BEB222 - active, BNY Mellon Investment Management Hong Kong Limited Chun Hei See CE BWU934 - active, BNY Mellon Investment Management Hong Kong Limited Hua-Kun Shen CE BOT729 - active, BNY Mellon Investment Management Hong Kong Limited Celine Tan CE BSQ966 - active, BNY Mellon Investment Management Hong Kong Limited Wai Chi Ricky Tang CE AUS271 - active, BNY Mellon Investment Management Hong Kong Limited Sin Tung Wong CE BXK980 - active, BNY Mellon Investment Management Hong Kong Limited Xiaowei Zhao CE BHF439 - active, BNY Mellon Investment Management Hong Kong Limited Ying Zhong CE BLB650 - active, BNY Mellon Investment Management Hong Kong Limited Matthew Robert Faulkner CE ARG884 - active, BTIG Hong Kong Limited Trevor Jeffrey Harrison CE AXE222 - active, BTIG Hong Kong Limited Tsing Wo Samuel Leung CE BAW683 - active, BTIG Hong Kong Limited Hoi Yi Cheung CE BWV799 - active, BTIG Hong Kong Limited Youn Woo Choi CE BUD906 - active, BTIG Hong Kong Limited Kin Chueng Fung CE ALZ307 - active, BTIG Hong Kong Limited Marcus Ryan Chua Judd CE BWM086 - active, BTIG Hong Kong Limited Yuen On Kwan CE AUL761 - active, BTIG Hong Kong Limited Dave Chi Wai Lam CE ABB057 - active, BTIG Hong Kong Limited Hoi Ying Lau CE BFW322 - active, BTIG Hong Kong Limited Eddie Man Yin Li CE ACS016 - active, BTIG Hong Kong Limited Louisa Yun Yun Liu CE ACA647 - active, BTIG Hong Kong Limited David Jonathan Daniel McKechnie CE AQR013 - ceased Timothy John McLaughlin CE AUN327 - active, BTIG Hong Kong Limited Kwok Ming Ng CE AWA039 - active, BTIG Hong Kong Limited Freddy Noke CE ANA934 - active, BTIG Hong Kong Limited Craig Joseph Reilly CE ADW265 - active, BTIG Hong Kong Limited Pritish Hitesh Shah CE BUX936 - ceased Evan Ambrose Walters CE BFU969 - active, BTIG Hong Kong Limited Cheng Feng Weng CE BHB317 - active, BTIG Hong Kong Limited Ka Hei Yau CE ARG523 - active, BTIG Hong Kong Limited Raymond Rui-Zhang Yin CE BWF137 - active, BTIG Hong Kong Limited Tin Yau Kung CE AFU683 - active, BERKSHIRE CAPITALS LIMITED Zhi Yang Liu CE AJG492 - active, BERKSHIRE CAPITALS LIMITED Johnson Kin Ching Yip CE ACB705 - active, BERKSHIRE CAPITALS LIMITED Hua Shen CE AOT416 - active, BOCHK Asset Management Limited Yi Sun CE AZB507 - active, BOCHK Asset Management Limited Lei Wang CE BUM107 - active, BOCHK Asset Management Limited Yan Xue CE ATX492 - active, BOCHK Asset Management Limited Ben Cheuk Bun Yuen CE ACH723 - active, BOCHK Asset Management Limited Qinqin Bian CE BRK901 - active, BOCHK Asset Management Limited Yining Cao CE BJD165 - active, BOCHK Asset Management Limited Pak Kiu James Chan CE BUQ188 - active, BOCHK Asset Management Limited Yici Chen CE BTT653 - active, BOCHK Asset Management Limited Lai Mei Cheng CE BCL136 - active, BOCHK Asset Management Limited Ka Chun Chiu CE BGV489 - active, BOCHK Asset Management Limited Kwok On Chu CE ADE054 - active, BOCHK Asset Management Limited Lizheng Feng CE BUC406 - active, BOCHK Asset Management Limited Ho Yi Fong CE BVI101 - active, BOCHK Asset Management Limited Huaning Fu CE BIY012 - active, BOCHK Asset Management Limited Wei Fu CE AYC292 - active, BOCHK Asset Management Limited Wenting Geng CE BVB711 - active, BOCHK Asset Management Limited Hao Guang CE BWB608 - active, BOCHK Asset Management Limited Xiaokai Guo CE BRW413 - active, BOCHK Asset Management Limited Hongjing Huang CE BVZ096 - active, BOCHK Asset Management Limited Chun Piu Hui CE BFJ581 - active, BOCHK Asset Management Limited Hing Keung Kong CE AFX076 - active, BOCHK Asset Management Limited Chun Fai Kwan CE AQG692 - active, BOCHK Asset Management Limited Ting Pong Lam CE BGY132 - active, BOCHK Asset Management Limited Bo Li CE BVB709 - active, BOCHK Asset Management Limited Linxuan Katrina Li CE AWI947 - active, BOCHK Asset Management Limited Ming Young Li CE BLV430 - active, BOCHK Asset Management Limited Ran Li CE BIZ040 - active, BOCHK Asset Management Limited Wei Li CE BDE166 - active, BOCHK Asset Management Limited Xing Li CE AWJ604 - active, BOCHK Asset Management Limited Yui Sing Lim CE BGU684 - active, BOCHK Asset Management Limited Yihong Lu CE BTC938 - active, BOCHK Asset Management Limited Moses Yu Mo Lui CE AGL154 - active, BOCHK Asset Management Limited Yue Ma CE ALB800 - active, BOCHK Asset Management Limited Zhikai Ma CE BWH048 - active, BOCHK Asset Management Limited Jia Ming CE BEN354 - active, BOCHK Asset Management Limited Chun Fai Ng CE BUT795 - active, BOCHK Asset Management Limited Ka Ho Ng CE BTT654 - active, BOCHK Asset Management Limited Samson Siu Fung Ng CE AXL878 - active, BOCHK Asset Management Limited Margaret Wing Chu Ng CE BDY063 - active, BOCHK Asset Management Limited Jiaying Pan CE BWC602 - active, BOCHK Asset Management Limited Rio So Sum Pang CE ARL756 - active, BOCHK Asset Management Limited Zhen Qin CE BGB949 - active, BOCHK Asset Management Limited Peng Ran CE ANL967 - active, BOCHK Asset Management Limited Peilin Ren CE BPM524 - active, BOCHK Asset Management Limited Jiayue Shen CE BGT103 - active, BOCHK Asset Management Limited Xiangyang Song CE BRT250 - active, BOCHK Asset Management Limited Ho Ying Tai CE AWU880 - active, BOCHK Asset Management Limited Qing Tao CE AWQ295 - active, BOCHK Asset Management Limited Ho Wai Tsui CE AKP706 - active, BOCHK Asset Management Limited Chi Man Wong CE BGU408 - active, BOCHK Asset Management Limited Elie Natalie Wong CE AJD745 - active, BOCHK Asset Management Limited Ying Wong CE BIR275 - active, BOCHK Asset Management Limited Chao (SFC:BRT397) Xu CE BRT397 - active, BOCHK Asset Management Limited da Xu CE BOU141 - active, BOCHK Asset Management Limited Ying (SFC:BDK831) Yang CE BDK831 - active, BOCHK Asset Management Limited Weilong Ye CE BHW508 - active, BOCHK Asset Management Limited Hing Leung Yep CE BAV215 - active, BOCHK Asset Management Limited Anna Yin CE BNL579 - active, BOCHK Asset Management Limited Beibei Zhang CE BVB710 - active, BOCHK Asset Management Limited Rui Zhang CE BXA152 - active, BOCHK Asset Management Limited Xuan Zhang CE BPJ846 - active, BOCHK Asset Management Limited Yao Zhang CE BWS604 - active, BOCHK Asset Management Limited Yier Zhang CE BKW498 - active, BOCHK Asset Management Limited Dingxuan Zhao CE BWZ112 - active, BOCHK Asset Management Limited Yu Zheng CE AMB396 - active, BOCHK Asset Management Limited Beibei Zhu CE BFD466 - active, BOCHK Asset Management Limited Ching Piu Hui CE ARQ988 - active, Black Dragon Asset Management Limited Kam Hung Wong CE ARF788 - active, Black Dragon Asset Management Limited Thanakorn Chow CE BTV283 - active, Black Dragon Asset Management Limited Chun Sang Wong CE BNX602 - active, Black Dragon Asset Management Limited Jae Won Choi Park CE AMJ578 - active, Bradesco Securities Hong Kong Limited Farrer Alexander Lascelles Pallin CE BRS699 - active, Bradesco Securities Hong Kong Limited Anand Selvarajah CE BRJ496 - active, Bell Potter Securities (HK) Limited Adam Craig Tremain White CE ATF122 - active, Bell Potter Securities (HK) Limited Wilson Li CE BRO874 - active, Bell Potter Securities (HK) Limited Chi Wai Kwok CE ANA838 - active, Bridgeway Prime Shop Fund Management Limited Edwin Kan Hing Lee CE AEJ673 - active, Bridgeway Prime Shop Fund Management Limited Kin Wai Chan CE BOM068 - active, Bridgeway Prime Shop Fund Management Limited Kin Hang Chan CE BEW115 - active, Bridgeway Prime Shop Fund Management Limited Ka Ning Lee CE BKY346 - active, Bridgeway Prime Shop Fund Management Limited Kun Tai Steven Lee CE BJA762 - active, Bridgeway Prime Shop Fund Management Limited Rita Yat Sum Lee Pang CE BDW135 - active, Bridgeway Prime Shop Fund Management Limited Hoi Ting Joanna Wong CE BMV377 - active, Bridgeway Prime Shop Fund Management Limited Angus Hamilton McGeoch CE AYP088 - active, Barrenjoey Asia Limited Christopher James Williams CE ATE599 - active, Barrenjoey Asia Limited Dyson James Bowditch CE BVZ563 - active, Barrenjoey Asia Limited Anthony Graham Brasher CE BXS200 - active, Barrenjoey Asia Limited Joseph Randolf Clinton CE BWH423 - active, Barrenjoey Asia Limited Scott Geoffrey Cook CE BXB632 - active, Barrenjoey Asia Limited Maxwell Charles Davies CE BWN342 - active, Barrenjoey Asia Limited Justin John Dwyer CE BWL873 - active, Barrenjoey Asia Limited Paul David Early CE AYW039 - active, Barrenjoey Asia Limited Jabe Tobias Jerram CE BVZ562 - active, Barrenjoey Asia Limited Rohit Khosla CE BXS568 - active, Barrenjoey Asia Limited Peter Lloyd McKerracher CE BXS869 - active, Barrenjoey Asia Limited Maria Milis CE BXS053 - ceased William Zaharia Nolasco CE BWQ787 - active, Barrenjoey Asia Limited Barry William Sharkey CE BXA765 - active, Barrenjoey Asia Limited Joshua David Sife CE BXS199 - active, Barrenjoey Asia Limited Peter Frederick John Watson CE BXB631 - active, Barrenjoey Asia Limited Hao He CE BIO510 - active, Bluestone Securities (HK) Co., Limited Wai Hung Tsoi CE BBG310 - active, Bluestone Securities (HK) Co., Limited Chi Ho Hui CE BTE998 - active, Bluestone Securities (HK) Co., Limited Shuang Liu CE AHO649 - active, BOB International Asset Management Company Limited Ko Tseng CE AQH113 - active, BOB International Asset Management Company Limited Jijun Zhu CE BUW374 - active, BOB International Asset Management Company Limited Chuan Han CE BSZ160 - active, BOB International Asset Management Company Limited Yun Hou CE BTR896 - active, BOB International Asset Management Company Limited Yuxi Jin CE BWB228 - active, BOB International Asset Management Company Limited Zexian Li CE BWM924 - active, BOB International Asset Management Company Limited Mo Chen Wu CE BRW614 - active, BOB International Asset Management Company Limited Duohong Xia CE BWB094 - active, BOB International Asset Management Company Limited Lin Xu CE BWU750 - active, BOB International Asset Management Company Limited Xiangchen Yao CE BPN852 - active, BOB International Asset Management Company Limited Lifeng Yu CE AYA736 - active, BOB International Asset Management Company Limited Chung Wai Chow CE AGF951 - active, Bonus Eventus Securities Limited Pan Wing Li CE BIH304 - active, Bonus Eventus Securities Limited Pui Ling Cheng CE BIM381 - active, Bonus Eventus Securities Limited Biang Chen CE BMC603 - active, BC Global Asset Management Limited Bing Feng CE ACT141 - active, BC Global Asset Management Limited Kuangming Tan CE BOC371 - active, BC Global Asset Management Limited Hiu Ming Luk CE BUX184 - active, CITIC Securities Brokerage (HK) Limited Xinrong Sun CE BEG226 - active, BC Global Asset Management Limited Jin Yu CE BNF959 - active, BC Global Asset Management Limited Kok Leung Yu CE AGI779 - active, BC Global Asset Management Limited Xuexi Zheng CE BWF693 - active, BC Global Asset Management Limited Yinuo Zhu CE BVU273 - active, BC Global Asset Management Limited Koon Jee Jennifer Leong CE AZF862 - ceased James Kong Li CE AFT405 - active, Baillie Gifford Asia (Hong Kong) Limited Ka Kin Lo CE AON053 - active, Baillie Gifford Asia (Hong Kong) Limited Martin John O'Brien CE BPG140 - active, Baillie Gifford Asia (Hong Kong) Limited Michael Donlevy CE BSQ391 - active, Baillie Gifford Asia (Hong Kong) Limited I Teng Angela Lei CE BTW024 - active, Baillie Gifford Asia (Hong Kong) Limited Seohong Lim CE BJK436 - active, Baillie Gifford Asia (Hong Kong) Limited Wenhui Xiao CE BGD493 - active, Baillie Gifford Asia (Hong Kong) Limited Karen Tsun Sum Cheung CE BGI538 - active, BDA Partners (HK) Limited Paul Robert Digiacomo CE BGI540 - active, BDA Partners (HK) Limited Andrew David Huntley CE BGI539 - active, BDA Partners (HK) Limited Simon Montague Kavanagh CE AFT911 - active, BDA Partners (HK) Limited Jakub Jozef Widzyk CE BPJ961 - active, BDA Partners (HK) Limited Yongmao Feng CE BAE607 - active, BDA Partners (HK) Limited Qiwen Lai CE BQV868 - active, BDA Partners (HK) Limited Yong Xin Lai CE BRD493 - active, BDA Partners (HK) Limited Weii Jzie Leong CE BSS436 - active, BDA Partners (HK) Limited Xiaokun Li CE BXA971 - active, BDA Partners (HK) Limited Yi Lu CE BWV743 - active, BDA Partners (HK) Limited Jeff Yeung CE BMO701 - active, BDA Partners (HK) Limited Wai Fat Ho CE AQE681 - active, Bluemount Securities Limited Chun Tung Lau CE AWB700 - active, Bluemount Securities Limited Hiu Ki Jamie Siu CE BUJ047 - active, Bluemount Securities Limited Haocheng Wang CE BGK896 - active, Brookfield Advisors (Hong Kong) Limited Qi Yang CE BIN065 - active, Brookfield Advisors (Hong Kong) Limited Yanlin Zhu CE BBT505 - active, Brookfield Advisors (Hong Kong) Limited Jeremy George Hall CE ATD521 - active, Brookfield Advisors (Hong Kong) Limited Li Na Hu CE BRH874 - active, Brookfield Advisors (Hong Kong) Limited Tsz Chun Hui CE BNI600 - active, Brookfield Advisors (Hong Kong) Limited Yiu Ki Lau CE BOC423 - active, Brookfield Advisors (Hong Kong) Limited Mandy Man Kuen Lee CE ANZ787 - active, Brookfield Advisors (Hong Kong) Limited David William Levi CE BTW746 - active, Brookfield Advisors (Hong Kong) Limited Chun Mo Li CE BSQ403 - active, Brookfield Advisors (Hong Kong) Limited Xiate Li CE BEX942 - active, Brookfield Advisors (Hong Kong) Limited James H Long CE BRV944 - active, Brookfield Advisors (Hong Kong) Limited Michael Jia Xu CE BHH373 - active, Brookfield Advisors (Hong Kong) Limited Andy Wai Fung Yip CE BOS590 - active, Brookfield Advisors (Hong Kong) Limited Heidi Mun Wah Cheng CE ABT047 - active, Ballas Capital Limited Chi Wah Alex Lau CE ABT429 - active, Ballas Capital Limited Wai Ying Leung CE ASC836 - active, Ballas Capital Limited Yuen Cheung Tse CE AEJ675 - active, Ballas Capital Limited Ho Fai Chak CE BWZ111 - active, Ballas Capital Limited Michelle Wing Lam Tse CE AVB832 - active, Ballas Capital Limited Pak Ho Cyrus Wong CE BXF812 - active, Ballas Capital Limited Jie Hui CE BIJ550 - active, BOSC International Securities Limited Manman Qian CE BIO290 - active, BOSC International Securities Limited Hiu Kwan Natalie Ng CE BRW240 - active, BOSC International Securities Limited Pui Ling Tsui CE BUF687 - active, BOSC International Securities Limited Xukai Yang CE BRI254 - active, BOSC International Asset Management Limited Ka Fai Chan CE AEA181 - active, Bright Point International Securities Limited Wai Tak Yam CE AMK311 - active, Bright Point International Securities Limited Zhongjue Chen CE BLI705 - active, Bain Capital Private Equity (Asia) Limited James Henry Hildebrandt CE AWK694 - active, Bain Capital Private Equity (Asia) Limited Jia Zhu CE ACP631 - active, Bain Capital Private Equity (Asia) Limited Lai Sang Liza Cheung CE BGI641 - active, Bain Capital Private Equity (Asia) Limited Eric Thomas Erb CE BQE052 - active, Bain Capital Private Equity (Asia) Limited Yanjun Feng CE BJE704 - active, Bain Capital Private Equity (Asia) Limited Chuang Lei CE BWA882 - active, Bain Capital Private Equity (Asia) Limited Fengfan Liu CE BSZ570 - active, Bain Capital Private Equity (Asia) Limited Xueyang Liu CE BPL903 - active, Bain Capital Private Equity (Asia) Limited Yuanjun Liu CE BSS228 - active, Bain Capital Private Equity (Asia) Limited Zizheng Liu CE BQW995 - active, Bain Capital Private Equity (Asia) Limited Chen Qian CE BRG499 - active, Bain Capital Private Equity (Asia) Limited Chor Kiu Tam CE AFE731 - active, Bain Capital Private Equity (Asia) Limited Ran Teng CE BSZ883 - active, Bain Capital Private Equity (Asia) Limited Ji Yan CE BVZ951 - active, Bain Capital Private Equity (Asia) Limited Shaoxuan Yang CE BBT320 - active, Bain Capital Private Equity (Asia) Limited Mengqi Yu CE BDW398 - active, Bain Capital Private Equity (Asia) Limited Mao Zhou CE BTT069 - active, Bain Capital Private Equity (Asia) Limited Haiyan Zhu CE BPT187 - active, Bain Capital Private Equity (Asia) Limited Sarit Ranjan Chopra CE BLQ423 - active, Bain Capital (Hong Kong), Limited Barnaby Thomas Patrick Lyons CE BLQ419 - active, Bain Capital (Hong Kong), Limited Yiye Cui CE BIM022 - active, Bain Capital (Hong Kong), Limited Simiao Feng CE BRS399 - active, Bain Capital (Hong Kong), Limited Jie Hu CE AWQ290 - active, Bain Capital (Hong Kong), Limited Michael Yue Yat Hui CE AJA098 - active, Bain Capital (Hong Kong), Limited Vipul Jaju CE BNH794 - active, Bain Capital (Hong Kong), Limited Yuxi Jiang CE AYR792 - active, Bain Capital (Hong Kong), Limited Ying Eve Lee CE BAA995 - active, Bain Capital (Hong Kong), Limited Wing Leung Ng CE BTL951 - active, Bain Capital (Hong Kong), Limited Cavan Murray Reid CE BVJ711 - active, Bain Capital (Hong Kong), Limited Andrew Robertson Schantz CE AQY133 - active, Bain Capital (Hong Kong), Limited