Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Gar Hung Christopher Lau
CE BDR387 - active, Gain Miles Financial Planning Consultants Limited
Mei Fung Siu
CE AGM507 - active, Gain Miles Financial Planning Consultants Limited
Jiaxi Hu
CE BWU928 - active, Gain Miles Financial Planning Consultants Limited
Wai Yan Lam
CE BLK474 - active, Gain Miles Financial Planning Consultants Limited
Tai Hoi Liu
CE BWB895 - active, Gain Miles Financial Planning Consultants Limited
Hiu Tung Mak
CE BWU940 - active, Gain Miles Financial Planning Consultants Limited
Tin Fai Wan
CE BEN664 - active, Gain Miles Financial Planning Consultants Limited
Lijun Cheng
CE ASD349 - active, Golden Mountain Asset Management Limited
Yuen Yu Wong
CE BCN587 - active, Golden Mountain Financial Limited
Yiu Kei Yip
CE AOI981 - active, Golden Mountain Financial Limited
Lu Yu
CE BDH516 - active, Golden Mountain Financial Limited
Lloyd Thomas Bradbury
CE BPK577 - active, Greenhill & Co. Asia Limited
Arnaud Tadzio Granger
CE BQO466 - active, Greenhill & Co. Asia Limited
Julien Jean Hilaire Kupiec
CE BWA586 - active, Greenhill & Co. Asia Limited
An Qiang Henley Leong
CE BDU981 - active, Greenhill & Co. Asia Limited
Tze Kid Leung
CE BOJ511 - active, Greenhill & Co. Asia Limited
Devlin Tze Shing Wong
CE BRS102 - active, Greenhill & Co. Asia Limited
Chee Cong Yong
CE BTC847 - active, Greenhill & Co. Asia Limited
Ka Ming Ho
CE BFR954 - active, Global Prime Partners (Asia) Limited
Srinivas Padmasola
CE ALY619 - active, Global Prime Partners (Asia) Limited
Alastair James Sclater
CE AKY177 - active, Global Prime Partners (Asia) Limited
Chui Yi (SFC:BRU974) Cheung
CE BRU974 - active, Goldhorse Securities Limited
Shuo Li
CE BCY584 - active, Goldhorse Capital Management (HK) Limited
Pui Fung So
CE AMY275 - active, Goldhorse Securities Limited
Kwong Hoi Chan
CE BGN533 - active, Goldhorse Capital Management (HK) Limited
Chor Hei Cheung
CE BOM283 - active, Goldhorse Securities Limited
Siu Kei Cheung
CE BSW145 - active, Goldhorse Capital Management (HK) Limited
Qi Feng
CE BXJ815 - active, Goldhorse Securities Limited
Shiyun Feng
CE BSZ922 - active, Goldhorse Capital Management (HK) Limited
Zisheng Huang
CE BWC964 - active, Goldhorse Capital Management (HK) Limited
King Ngai Hui
CE BMT578 - active, Goldhorse Capital Management (HK) Limited
Kin Pui Lau
CE BNZ898 - active, Goldhorse Capital Management (HK) Limited
Jack Patrick Mulcahy
CE BRT128 - active, Goldhorse Securities Limited
Chi Wai Ng
CE APH765 - active, Goldhorse Capital Management (HK) Limited
Zi You Tang
CE BVK085 - active, Goldhorse Securities Limited
Puxi Yang
CE BRY457 - active, Goldhorse Securities Limited
I-Chu Chuang
CE ANW396 - active, Guoyuan Securities Brokerage (Hong Kong) Limited
King Chung Wong
CE APB407 - active, Guoyuan Securities Brokerage (Hong Kong) Limited
Chiu Wah Yeu
CE ADR463 - active, Guoyuan Capital (Hong Kong) Limited
Shufa Gao
CE BVT663 - active, Guoyuan Securities Brokerage (Hong Kong) Limited
Kin Shing Lam
CE BDY864 - active, Guoyuan Capital (Hong Kong) Limited
Sui Hong Li
CE BIA032 - active, Guoyuan Capital (Hong Kong) Limited
Yiduan Li
CE BRJ883 - active, Guoyuan Securities Brokerage (Hong Kong) Limited
Po Ping Mang
CE BAT856 - active, Guoyuan Securities Brokerage (Hong Kong) Limited
Li Mao
CE AQG730 - active, Guoyuan Securities Brokerage (Hong Kong) Limited
Ziye Shao
CE BRS195 - active, Guoyuan Capital (Hong Kong) Limited
Chen Xu
CE BTK332 - active, Guoyuan Capital (Hong Kong) Limited
Kaiwen Xu
CE BVT662 - active, Guoyuan Securities Brokerage (Hong Kong) Limited
Zhengwei Zhang
CE BXB492 - active, Guoyuan Securities Brokerage (Hong Kong) Limited
Yan (SFC:BJY422) Liu
CE BJY422 - active, GROW Asset Management (HK) Limited
Yi Luan
CE BWK139 - active, GROW Asset Management (HK) Limited
Fai Hung Ma
CE AJN301 - active, GROW Asset Management (HK) Limited
Jiyuan Wu
CE BXI808 - active, GROW Asset Management (HK) Limited
Zhengtai Jiang
CE BGX573 - active, Guotai Global Investments Limited
Jiayin Zhao
CE BJZ280 - active, Guotai Global Investments Limited
Xiangyong Zhou
CE BFJ729 - active, Guotai Global Investments Limited
Cong Cong
CE BQP899 - active, Guotai Global Investments Limited
Wanru Gu
CE BNY043 - active, Guotai Global Investments Limited
King Yan Lau
CE BOI954 - active, Guotai Global Investments Limited
Yanfu Li
CE BXN448 - active, Guotai Global Investments Limited
Xing Liang
CE BVO605 - active, Guotai Global Investments Limited
Jingwei Lu
CE BWV847 - active, Guotai Global Investments Limited
Ketong Weng
CE BIM656 - active, Guotai Global Investments Limited
Kefan Wu
CE BWB599 - active, Guotai Global Investments Limited
Ronghe Zhang
CE BXA095 - active, Guotai Global Investments Limited
Yiyao Zhang
CE BUG053 - active, Guotai Global Investments Limited
Dan Zhu
CE BPU966 - active, Guotai Global Investments Limited
Wanying Bi
CE BKQ712 - active, GaoTeng Global Asset Management Limited
Wai Ping Chu
CE ALI396 - active, GaoTeng Global Asset Management Limited
Yu Li
CE AOB358 - active, GaoTeng Global Asset Management Limited
Ying Wai So
CE BIN327 - active, GaoTeng Global Asset Management Limited
Xinyi Sun
CE BKA529 - active, GaoTeng Global Asset Management Limited
Chuan Cai
CE BMO267 - active, GaoTeng Global Asset Management Limited
Zeren Chen
CE BXF544 - active, GaoTeng Global Asset Management Limited
Dehua Ke
CE BPU128 - ceased
Chen Kuai
CE BGT617 - active, GaoTeng Global Asset Management Limited
Ka Ho Lam
CE BTK785 - active, GaoTeng Global Asset Management Limited
Yingying Lan
CE BWR759 - active, GaoTeng Global Asset Management Limited
Xun Li
CE BOI538 - active, GaoTeng Global Asset Management Limited
Jiarui Liu
CE BTR719 - active, GaoTeng Global Asset Management Limited
Xinyi Liu
CE BOE557 - active, GaoTeng Global Asset Management Limited
Yaolong Liu
CE BOM668 - active, GaoTeng Global Asset Management Limited
Dong Lu
CE AXN254 - active, GaoTeng Global Asset Management Limited
Ka Chun Tam
CE BFW877 - active, GaoTeng Global Asset Management Limited
Yingkai Tang
CE BUF876 - active, GaoTeng Global Asset Management Limited
Fei Wang
CE BES742 - active, GaoTeng Global Asset Management Limited
Wenshuo Wang
CE BRU881 - active, GaoTeng Global Asset Management Limited
Qingzhen Wu
CE BWR183 - active, GaoTeng Global Asset Management Limited
Xu Xiao
CE BUU232 - active, GaoTeng Global Asset Management Limited
Zhiyu Xiao
CE BVE690 - active, GaoTeng Global Asset Management Limited
Jinrong Zhang
CE BWX065 - active, GaoTeng Global Asset Management Limited
Xingyu Zhang
CE BXI822 - active, GaoTeng Global Asset Management Limited
Heng Zhong
CE BVF576 - active, GaoTeng Global Asset Management Limited
Irina Vladimirovna Chuprynenko
CE BSY021 - active, GPB Financial Services Hong Kong Limited
Artem Vladimirovich Kormilitsyn
CE BFN839 - active, GPB Financial Services Hong Kong Limited
Denis Vladimirovich Shulakov
CE BFN842 - active, GPB Financial Services Hong Kong Limited
Erik Dean de Poy
CE BJB190 - active, GPB Financial Services Hong Kong Limited
Cham Lam
CE ARA670 - active, GPB Financial Services Hong Kong Limited
Natalia Pashkova
CE BOQ040 - active, GPB Financial Services Hong Kong Limited
Gui Dan Tham
CE BOE566 - active, GPB Financial Services Hong Kong Limited
Olga Trusova
CE BHV317 - active, GPB Financial Services Hong Kong Limited
Beng Lee Tye
CE AEJ269 - active, GPB Financial Services Hong Kong Limited
Chun Man Chan
CE ADZ849 - active, GCG Asset Management Limited
Shu Kay Chow
CE AAD203 - active, Gary Cheng Securities Limited
Richard Wing Yung Tong
CE AEA586 - active, GCG Asset Management Limited
Chi Pong Cheng
CE ABG027 - active, Gary Cheng Securities Limited
Ka On Chiu
CE BGB434 - active, Gary Cheng Securities Limited
Kwok Chun Ng
CE ACE525 - active, Gary Cheng Securities Limited
Chun Sing Tam
CE ALL681 - active, Gary Cheng Securities Limited
Lap Shing Wong
CE ADA862 - active, Gary Cheng Securities Limited
Wai Ming Wong
CE ASD119 - active, Gary Cheng Securities Limited
Wai Shek Yang
CE BQS085 - active, GCG Asset Management Limited
Ziqi Gao
CE BBL664 - active, Goldstream Securities Limited
Fergus Tsan Fai Lam
CE AMD162 - active, Goldstream Securities Limited
Di Wu
CE BAY072 - active, Goldstream Securities Limited
Yichen Wang
CE BBB859 - active, Goldstream Securities Limited
Ka Yiu Wong
CE BTQ614 - active, Goldstream Securities Limited
Zhensheng Xu
CE BEZ164 - active, Goldstream Securities Limited
Tek Kong Cheong
CE AGP188 - active, Golden Lake Capital Limited
Wai San Wong
CE AHP442 - active, Golden Lake Capital Limited
Anuar Rakhimov
CE BWY638 - active, Golden Lake Capital Limited
Pat Wing Chan
CE AAV784 - active, Grand Partners Investment Consultants Limited
Stephen Kai Chuen Im
CE APC198 - active, Grand Partners Securities Limited
Weiquan Xie
CE BCS746 - active, Grand Partners Securities Limited
Wai Ho Chan
CE AQO428 - active, Giraffe Capital Limited
Johnson Sze Hon Chen
CE AQX577 - active, Giraffe Capital Limited
Tin Wai Tiffany Law
CE BNI686 - active, Giraffe Capital Limited
Yuen Ting Leung
CE BNX539 - active, Giraffe Capital Limited
Hang Yu
CE BRS097 - active, Giraffe Capital Limited
Che Lam Chong
CE BEL704 - active, Global Mastermind Securities Limited
Ken Hon Ho
CE AFR777 - active, Global Mastermind Securities Limited
Oi Shan Lau
CE AHH536 - active, Global Mastermind Securities Limited
Chi Chiu Wong
CE AJB477 - active, Global Mastermind Securities Limited
Siu Kwan Sammy Lee
CE BDV594 - active, Global Mastermind Securities Limited
So Ngor Man
CE BPK284 - active, Global Mastermind Securities Limited
Joseph Tse
CE AKL709 - active, Global Mastermind Securities Limited
Siu Lok Yuen
CE AQD646 - active, Global Mastermind Securities Limited
Jinyi Gao
CE BOB391 - active, GBR Capital Limited
Qiyao Yu
CE BGM836 - active, GBR Capital Limited
Yiwei Chen
CE BUL572 - active, GBR Capital Limited
Abhijit Sarkar
CE AOV447 - active, GBR Capital Limited
John William Gunn
CE BLJ171 - active, Global Investment Strategy HK Limited
Sander Willem van den Wall Bake
CE BPC726 - active, Global Investment Strategy HK Limited
Tsz Hei Lam
CE BVA385 - active, Global Investment Strategy HK Limited
Sin Hang Kwan
CE AVF586 - active, Gamma Securities Limited
Bing Sheng
CE ARR762 - active, Gamma Securities Limited
Ho Chuen Po
CE BTW609 - active, Gamma Securities Limited
Ka Yan Tong
CE BVQ006 - active, Gamma Securities Limited
Ni Lin
CE BAL766 - active, GLY CAPITAL MANAGEMENT LIMITED
Yifan Ni
CE BPF441 - ceased
Lee Yee Tam
CE BVQ819 - active, GLY CAPITAL MANAGEMENT LIMITED
Ho Ming Cheung
CE BSX775 - ceased
Mabel Po Hung Leung
CE AEJ624 - active, Golden Eagle Brokerage Limited
Chi Hang Loo
CE AOC939 - active, Golden Eagle Brokerage Limited
Ka Keung Pang
CE AVF502 - active, Golden Eagle Brokerage Limited
Wing Kin Lui
CE BUP873 - active, Golden Eagle Brokerage Limited
Ka Keung Chow
CE ACZ377 - active, GLAM Capital Limited
Chun Yi Chu
CE ARM915 - active, GLAM Capital Limited
Linghui Zhou
CE BNW224 - ceased
Tao Jing
CE BWZ110 - active, Grand Moore Capital Limited
Wenhao Li
CE BWY935 - ceased
James Chun Bong Ng
CE BST057 - ceased
Chi Wing Chuk
CE AAI131 - active, Golden Asset Management Co., Limited
Bin Liang
CE BNU674 - active, Golden Asset Management Co., Limited
Peng Liu
CE BOO746 - active, Golden Asset Management Co., Limited
Deli Wang
CE BBP491 - active, Green Harmony Capital Limited
Yuping Xie
CE BTF735 - active, Green Harmony Securities Limited
Arthur Nicholas Tsz-Him Lau
CE BFZ391 - active, Gateway Private Markets (HK) Limited
Rachel Troublaiewitch
CE BOF677 - active, Gateway Private Markets (HK) Limited
Cyrille Dimitri Troublaiewitch
CE AOR530 - active, Gateway Private Markets (HK) Limited
Jennie Hoi-Ling Siu
CE ANU256 - active, Gateway Private Markets (HK) Limited
Cindy Yeuk Wing Wong
CE AMU318 - active, Glory Profit Capital Limited
Yafei Xie
CE BTM841 - active, Glory Profit Capital Limited
Sze Nga Hui
CE BJT982 - active, Going Securities Limited
Yung Yin Pun
CE BJC895 - active, Going Securities Limited
Ming Min Zhang
CE BGB214 - active, Going Securities Limited
Yee Ching Ip
CE BJG875 - active, Going Securities Limited
Boris Kwun Kwan Kam
CE ANA539 - ceased
Wang Sum Nelson Lau
CE BUO417 - active, Going Securities Limited
Ximei Wang
CE BPX026 - active, Going Securities Limited
Ka Ying Li
CE ANM710 - active, Guangdong Capital Securities Limited
Chi Ho Yim
CE AOD008 - active, Guangdong Capital Securities Limited
Ruidong Nie
CE BUW353 - active, Guangdong Capital Securities Limited
William Wong
CE AQQ330 - active, Global West Securities (Hong Kong) Limited
Wai Ming Yuen
CE ARD624 - active, Global West Securities (Hong Kong) Limited
Yong Zhao
CE BRR865 - active, Global West Securities (Hong Kong) Limited
Bei Wang
CE BWC256 - active, Global West Securities (Hong Kong) Limited
Zisheng Zhong
CE BVV157 - active, Global West Securities (Hong Kong) Limited
Yuanqi Li
CE BRS518 - active, Great Bay Partners Asia Company Limited
Peijun Yu
CE AUQ324 - active, Great Bay Partners Asia Company Limited
Lin Chao
CE BTE510 - active, Golden Continent Securities Co., Limited
Tianzhong He
CE BDO425 - active, Golden Continent Securities Co., Limited
Chok Kam Ho
CE BUB023 - active, Golden Continent Securities Co., Limited
Xinyu (SFC:BVD558) Wang
CE BVD558 - active, Golden Continent Securities Co., Limited
Ying (SFC:BAD690) Yang
CE BAD690 - active, Golden Continent Asset Management Co., Limited
Zhenyu An
CE BUK596 - active, Golden Continent Securities Co., Limited
Chengbo Liang
CE BHO341 - active, Golden Continent Securities Co., Limited
Jincheng Liu
CE BUU110 - active, Golden Continent Securities Co., Limited
Juan Liu
CE BWL005 - active, Golden Continent Securities Co., Limited
Xi Wang
CE BWT171 - active, Golden Continent Securities Co., Limited
Ping Ling Chan
CE AIJ333 - active, Gee Hi International Securities (Hong Kong) Limited
Henry Nam Fung Lau
CE AUW417 - active, Gee Hi International Securities (Hong Kong) Limited
Yun Zhou
CE BVA566 - active, Gee Hi International Securities (Hong Kong) Limited
Siu Ying Chim
CE BUS446 - active, Gee Hi International Securities (Hong Kong) Limited
Gongzhan Hua
CE BUA143 - active, Gee Hi International Securities (Hong Kong) Limited
Wenyi Li
CE BTZ944 - active, Gee Hi International Securities (Hong Kong) Limited
Feihong Xia
CE BTK931 - active, Gee Hi International Securities (Hong Kong) Limited
Shenglin Yang
CE BSW307 - active, Gee Hi International Securities (Hong Kong) Limited
Bin Du
CE AYK088 - active, Gemstone Capital Management Limited
Boyang Zhu
CE BIG120 - active, Gemstone Capital Management Limited
Qiang Zhong
CE BRW830 - active, Gemstone Capital Management Limited
Liang Chen
CE BJP658 - active, GPTX Investment Management Limited
Ting Gao
CE BFU140 - active, GPTX Investment Management Limited
Yajie Rao
CE BRB702 - active, GPTX Investment Management Limited
Qi Zhu
CE BIH729 - active, GPTX Investment Management Limited
Tianyu Huang
CE BXL630 - active, GPTX Investment Management Limited
Ka Tung Kwok
CE BUF972 - active, GPTX Investment Management Limited
Jing Liang
CE BXL359 - active, GPTX Investment Management Limited
Shangting Liang
CE BUF973 - active, GPTX Investment Management Limited
Yixin Luo
CE AWJ276 - active, GPTX Investment Management Limited
Ka Hing Ng
CE ACU882 - active, GPTX Investment Management Limited
Feng Yu
CE BOF949 - active, GPTX Investment Management Limited
Yi Zhou
CE BUY699 - active, GPTX Investment Management Limited
Xuesong Cao
CE BUY382 - active, Gentech Capital (Hong Kong) Limited
Anan Shi
CE BRH044 - active, Gentech Capital (Hong Kong) Limited
Kin Tai Cheung
CE BUH659 - active, Gentech Capital (Hong Kong) Limited
Cong Li
CE BQU806 - active, Gentech Capital (Hong Kong) Limited
Zhao Liu
CE BVZ288 - active, CSC Securities (HK) Limited
Anni Wang
CE BWQ885 - active, Gentech Capital (Hong Kong) Limited
Yifei Wang
CE BXF926 - active, Gentech Capital (Hong Kong) Limited
Yunli Wang
CE BWI332 - active, Gentech Capital (Hong Kong) Limited
Amy C. Chiang
CE BFC388 - active, Golub Capital Hong Kong Limited
Peter Seth Kessler
CE BUZ133 - active, Golub Capital Hong Kong Limited
Paul McConomy
CE BPJ865 - active, Golub Capital Hong Kong Limited
Eric Mimeault
CE BUZ140 - active, Golub Capital Hong Kong Limited
Chien-Yu Huang
CE BSG667 - active, Golub Capital Hong Kong Limited
Terence Chi Tat Hui
CE ALV077 - active, Grand Hudson Investment Management (HK) Company Limited
Elsa Yuk Ying Lam
CE AFU002 - active, Grand Hudson Investment Management (HK) Company Limited
Yinyin Zhuang
CE BIN731 - active, Grand Hudson Investment Management (HK) Company Limited
Fan Cheung
CE BWF002 - active, Grand Hudson Investment Management (HK) Company Limited
Ganepalla Koralalage Manjula B Jayasinghe
CE BVW633 - ceased
Xiyuan Ma
CE BIU614 - active, GTN Hong Kong Financial Services Limited
Chun Kit Pun
CE BPM598 - active, GTN Hong Kong Financial Services Limited
Yu (SFC:BIC278) Wang
CE BIC278 - active, GTN Hong Kong Financial Services Limited
Lin Yang
CE BFK527 - active, GTN Hong Kong Financial Services Limited
Cheuk Hon Yeung
CE BUC711 - active, GTN Hong Kong Financial Services Limited
Yui Kong Chan
CE AAG200 - active, Hang Tai Securities Limited
Lok Yan Ho
CE ANL071 - active, First Shanghai Capital Limited
Daniel Chi Kit Hui
CE ADB712 - active, Hang Tai Securities Limited
Oi Ching Lam
CE AGA422 - active, Hang Tai Asset Management Limited