Longxi Li
李龍夕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Longxi Li (李龍夕), a licensed Responsible Officer with CE reference BOW524. Currently licensed at 1 firm(s): Initial Capital Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Initial Capital Securities Limited 鑫元證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-31 | present |
| Initial Capital Securities Limited 鑫元證券有限公司 |
RO | Type 4 — Advising on securities | 2022-10-31 | present |
| Initial Capital Securities Limited 鑫元證券有限公司 |
RO | Type 9 — Asset management | 2022-10-31 | present |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-21 | 2022-07-12 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-21 | 2022-07-12 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-23 | 2021-06-08 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-23 | 2021-06-08 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-10-23 | 2021-06-08 |