Longxi Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Longxi Li (李龍夕), a licensed Responsible Officer with CE reference BOW524. Currently licensed at 1 firm(s): Initial Capital Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Initial Capital Securities Limited 鑫元證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-10-31 | present |
| Initial Capital Securities Limited 鑫元證券有限公司 |
RO | Type 4 - Advising on securities | 2022-10-31 | present |
| Initial Capital Securities Limited 鑫元證券有限公司 |
RO | Type 9 - Asset management | 2022-10-31 | present |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-21 | 2022-07-12 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-21 | 2022-07-12 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-23 | 2021-06-08 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-23 | 2021-06-08 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-10-23 | 2021-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Longxi Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.