Sze Pan Tse
謝仕斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Pan Tse (謝仕斌), CE reference AYR056. Currently licensed at 1 firm(s): Interarch Asset Management Limited. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interarch Asset Management Limited 凱中資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-27 | present |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-27 | present |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-27 | present |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-02 | 2023-01-27 |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-02 | 2023-01-27 |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-02 | 2023-01-27 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-25 | 2021-12-13 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-04-25 | 2021-12-13 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 — Asset management | 2013-04-25 | 2021-12-13 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-03 | 2013-04-25 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-03 | 2013-04-25 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-08-03 | 2013-04-25 |