Sze Pan Tse
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Pan Tse (謝仕斌), a licensed Responsible Officer with CE reference AYR056. Currently licensed at 1 firm(s): Interarch Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 13.4 years of SFC licence history. Total licence records on file: 12.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interarch Asset Management Limited 凱中資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-01-27 | present |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-01-27 | present |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
RO | Type 9 - Asset management | 2023-01-27 | present |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-02 | 2023-01-27 |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-02 | 2023-01-27 |
| Interarch Asset Management Limited 凱中資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-06-02 | 2023-01-27 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2013-04-25 | 2021-12-13 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 - Advising on securities | 2013-04-25 | 2021-12-13 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 - Asset management | 2013-04-25 | 2021-12-13 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-03 | 2013-04-25 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-03 | 2013-04-25 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-08-03 | 2013-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Pan Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.