Tai Cheung Poon
潘泰章
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Cheung Poon (潘泰章), CE reference AQY872. Currently licensed at 1 firm(s): I Win Securities Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-04 | present |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2019-08-27 | 2024-02-08 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2019-08-27 | 2024-02-08 |
| First Fidelity Capital (International) Limited | Rep | Type 1 — Dealing in securities | 2019-08-06 | 2024-02-08 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-25 | 2019-07-26 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-11 | 2019-07-26 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-23 | 2010-03-01 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-23 | 2010-03-01 |