Cecilia Yin Ming Tam
譚燕明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cecilia Yin Ming Tam (譚燕明), CE reference ATO160. Currently licensed at 1 firm(s): Ignite Capital (Asia Pacific) Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ignite Capital (Asia Pacific) Limited 燃亮資本(亞太)有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-12-05 | present |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-12-05 | 2024-11-29 |
| China Sunrise Capital Limited 華升資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-12-01 | 2023-12-05 |
| WRise Capital Limited 昇世資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-04-29 | 2023-11-20 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-03-09 | 2021-11-30 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-09 | 2021-03-03 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-01-09 | 2020-03-09 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-30 | 2020-01-07 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-05-30 | 2020-01-07 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-10 | 2018-05-30 |
| Quam Capital Limited 華富建業企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-09-10 | 2018-04-22 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-23 | 2015-09-10 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-11 | 2010-11-06 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-11 | 2010-11-06 |
| UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-11 | 2010-11-06 |