Kok Shing Lam
林國成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Shing Lam (林國成), a licensed Representative with CE reference AAI702. Currently licensed at 1 firm(s): Intercontinent Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Intercontinent Securities Company Limited 通陸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-30 | present |
| Intercontinent Securities Company 通陸證券公司 |
Rep | Type 1 - Dealing in securities | 2003-08-12 | 2005-03-30 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-12 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-12 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-12 |
| Fu Yip Securities & Investment Co. 富業證券投資公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-12 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Kok Shing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.