Kam Fai Lui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Fai Lui (呂金輝), a licensed Responsible Officer with CE reference AHL563. Currently licensed at 2 firm(s): I Win Asset Management Limited, I Win Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 22.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-01-10 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
RO | Type 9 - Asset management | 2025-01-10 | present |
| I Win Securities Limited 一盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-06-02 | present |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-31 | 2025-01-10 |
| I Win Asset Management Limited 一盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-08-31 | 2025-01-10 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-08-30 | 2020-12-17 |
| Taiping Capital Limited 太平融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-07-16 | 2013-08-28 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-08-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-11 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-11 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Fai Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.