Sam Ching Sum Chan
陳錚森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Ching Sum Chan (陳錚森), CE reference AWO231. Currently licensed at 1 firm(s): Hong Kong ZH Capital Co., Limited. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong ZH Capital Co., Limited 香港中昊資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-03-09 | present |
| Pulun International Capital Limited 普倫國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-07-25 | 2022-08-29 |
| Eddid Capital Limited 艾德資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-05-06 | 2022-07-13 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-28 | 2020-05-03 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-17 | 2018-02-28 |
| CVP Capital Limited |
RO | Type 6 — Advising on corporate finance | 2017-03-31 | 2017-12-19 |
| CVP Capital Limited |
Rep | Type 1 — Dealing in securities | 2017-02-17 | 2017-12-19 |
| CVP Capital Limited |
Rep | Type 4 — Advising on securities | 2017-02-17 | 2017-12-19 |
| CVP Capital Limited |
Rep | Type 6 — Advising on corporate finance | 2017-02-17 | 2017-03-31 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-10-27 | 2017-02-12 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-05 | 2017-02-12 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-01 | 2016-10-27 |
| South West Capital Limited 西南融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-03 | 2012-11-30 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-28 | 2012-08-25 |