Abbott Sik Kwong Lau
劉錫光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abbott Sik Kwong Lau (劉錫光), CE reference AAC963. Currently licensed at 1 firm(s): Innovation Securities Co., Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Securities Co., Limited 鼎新證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-13 | present |
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-14 | 2016-07-13 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-07-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-07-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2006-07-04 |