Abbott Sik Kwong Lau
劉錫光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abbott Sik Kwong Lau (劉錫光), a licensed Responsible Officer with CE reference AAC963. Currently licensed at 1 firm(s): Innovation Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Securities Co., Limited 鼎新證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-13 | present |
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-14 | 2016-07-13 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-07-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-07-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2006-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Abbott Sik Kwong Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.