Hoi Yi Lau
劉凱怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yi Lau (劉凱怡), CE reference AJF305. Currently licensed at 1 firm(s): IFM Investors (HK) Ltd. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IFM Investors (HK) Ltd |
Rep | Type 1 — Dealing in securities | 2024-07-23 | present |
| IFM Investors (HK) Ltd |
Rep | Type 4 — Advising on securities | 2024-07-23 | present |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
RO | Type 1 — Dealing in securities | 2015-09-08 | 2016-07-16 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
RO | Type 4 — Advising on securities | 2015-09-08 | 2016-07-16 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
Rep | Type 1 — Dealing in securities | 2015-08-17 | 2015-09-08 |
| EnTrustPermal (Hong Kong) Limited 盈信博茂(香港)有限公司(以EnTrustGlobal名義經營業務) |
Rep | Type 4 — Advising on securities | 2015-08-17 | 2015-09-08 |
| Hamilton Lane (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-09-13 | 2015-07-31 |
| Hamilton Lane (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-09-13 | 2015-07-31 |
| Hamilton Lane (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-09-13 | 2015-07-31 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-13 | 2009-05-14 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 — Asset management | 2007-08-13 | 2009-05-14 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-05 | 2006-03-10 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2004-08-05 | 2006-03-10 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2004-08-05 | 2006-03-10 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-21 | 2004-08-04 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2003-10-21 | 2004-08-04 |