Kenneth Yui Dung Liu
廖睿埬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Yui Dung Liu (廖睿埬), a licensed Representative with CE reference AEG935. Currently licensed at 1 firm(s): I Win Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 13.5 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| I Win Securities Limited 一盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-06 | present |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-08 | 2022-12-31 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-05-08 | 2022-12-31 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-02 | 2018-03-05 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-05-02 | 2018-03-05 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-14 | 2017-04-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-02-14 | 2017-04-11 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-12 | 2007-12-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-01-26 | 2007-03-08 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-07-06 | 2007-03-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2005-06-01 | 2007-03-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-05-18 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-09-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenneth Yui Dung Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.