Hye Soo Lee
李惠秀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hye Soo Lee (李惠秀), a licensed Responsible Officer with CE reference AXV597. Currently licensed at 1 firm(s): IFM Investors (HK) Ltd. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IFM Investors (HK) Ltd |
RO | Type 1 - Dealing in securities | 2021-06-21 | present |
| IFM Investors (HK) Ltd |
RO | Type 4 - Advising on securities | 2021-06-21 | present |
| IFM Investors (HK) Ltd |
RO | Type 9 - Asset management | 2021-06-21 | present |
| IFM Investors (HK) Ltd |
Rep | Type 1 - Dealing in securities | 2019-01-28 | 2021-06-21 |
| IFM Investors (HK) Ltd |
Rep | Type 4 - Advising on securities | 2019-01-28 | 2021-06-21 |
| IFM Investors (HK) Ltd |
Rep | Type 9 - Asset management | 2019-01-28 | 2021-06-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-15 | 2016-09-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-15 | 2016-09-30 |