Neil Michael Doherty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Michael Doherty, a licensed Responsible Officer with CE reference BNC270. Currently licensed at 1 firm(s): IFM Investors (HK) Ltd. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IFM Investors (HK) Ltd |
RO | Type 1 - Dealing in securities | 2019-11-05 | present |
| IFM Investors (HK) Ltd |
RO | Type 4 - Advising on securities | 2019-11-05 | present |
| IFM Investors (HK) Ltd |
RO | Type 9 - Asset management | 2019-11-05 | present |
| IFM Investors (HK) Ltd |
Rep | Type 1 - Dealing in securities | 2018-08-10 | 2019-11-05 |
| IFM Investors (HK) Ltd |
Rep | Type 4 - Advising on securities | 2018-08-10 | 2019-11-05 |
| IFM Investors (HK) Ltd |
Rep | Type 9 - Asset management | 2018-08-10 | 2019-11-05 |