Neil Michael Doherty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Michael Doherty, a licensed Responsible Officer with CE reference BNC270. Currently licensed at 1 firm(s): IFM Investors (HK) Ltd. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IFM Investors (HK) Ltd | RO | Type 1 - Dealing in securities | 2019-11-05 | present |
| IFM Investors (HK) Ltd | RO | Type 4 - Advising on securities | 2019-11-05 | present |
| IFM Investors (HK) Ltd | RO | Type 9 - Asset management | 2019-11-05 | present |
| IFM Investors (HK) Ltd | Rep | Type 1 - Dealing in securities | 2018-08-10 | 2019-11-05 |
| IFM Investors (HK) Ltd | Rep | Type 4 - Advising on securities | 2018-08-10 | 2019-11-05 |
| IFM Investors (HK) Ltd | Rep | Type 9 - Asset management | 2018-08-10 | 2019-11-05 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Neil Michael Doherty during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wing Hang Chung | IFM Investors (HK) Ltd | 2018–present |
| Victor Ly | IFM Investors (HK) Ltd | 2018–present |
| Yihong Zhu | IFM Investors (HK) Ltd | 2019–present |
| Hye Soo Lee | IFM Investors (HK) Ltd | 2019–present |
| Wei Sun Teh | IFM Investors (HK) Ltd | 2023–present |
| Mark McClatchey | IFM Investors (HK) Ltd | 2018–2021 |
| Nicholas Siu Hong Koh | IFM Investors (HK) Ltd | 2018–2021 |
| Peter William Swarbreck | IFM Investors (HK) Ltd | 2023–present |
| Jae Hyung Kim | IFM Investors (HK) Ltd | 2024–present |
| Hoi Yi Lau | IFM Investors (HK) Ltd | 2024–present |
| Pui Suen Suen | IFM Investors (HK) Ltd | 2025–present |
| Nicholas J Hyde | IFM Investors (HK) Ltd | 2018–2020 |
| Lucy Liu | IFM Investors (HK) Ltd | 2018 |